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Institutional Investment Manager
GABELLI FUNDS LLC
GABELLI FUNDS LLC (CIK: 0001081407) incorporated in New York, located at One Corporate Center, Rye, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001140361-14-018600) filed in 2014.05.02
#
Name
Shares
Value ($)
%
Options
Notes
351 KENNAMETAL INC 305,374 13,528 0.07%
352 ZEP INC 764,000 13,523 0.07%
353 PEP BOYS MANNY MOE & JACK 1,060,800 13,493 0.07%
354 GILEAD SCIENCES INC 189,300 13,414 0.07%
355 VISA INC 62,000 13,383 0.07%
356 ZEBRA TECHNOLOGIES CORPORATION CL A 192,000 13,327 0.07%
357 HSN Inc 222,900 13,314 0.07%
358 Aaron's Inc 440,100 13,309 0.07%
359 NOBLE CORP PLC 406,000 13,292 0.07%
360 DIAMOND FOODS INC 379,000 13,238 0.07%
361 DOW CHEM CO 271,300 13,182 0.07%
362 CROWN HOLDINGS INC 288,000 12,885 0.07%
363 BON-TON STORES INC 1,170,000 12,847 0.07%
364 SEALED AIR CORP NEW 389,600 12,806 0.07%
365 ASTEC INDS INC 291,066 12,781 0.07%
366 COTY INC 851,000 12,748 0.07%
367 FEDERAL SIGNAL CORP 854,063 12,726 0.07%
368 TYSON FOODS INC 285,500 12,565 0.07%
369 SHAW COMMUNICATIONS INC 525,000 12,548 0.07%
370 QUALCOMM INC 158,200 12,476 0.06%
371 AGL Resources Inc 254,764 12,473 0.06%
372 FIDELITY NATL INFORMATION SV 232,400 12,422 0.06%
373 KOREA ELECTRIC PWR 720,000 12,362 0.06%
374 AMERICAN WTR WKS CO INC NEW 272,000 12,349 0.06%
375 UIL HLDGS CP 335,199 12,339 0.06%
376 DEPHEID 238,500 12,302 0.06%
377 LOEWS CORP 278,200 12,255 0.06%
378 BANK AMER CORP 711,500 12,238 0.06%
379 NEWS CORPORATION NEW CLASS B 732,604 12,234 0.06%
380 PENNEY J C 1,417,000 12,215 0.06%
381 COMCAST CORP NEW 244,000 12,210 0.06%
382 LAYNE CHRISTENSEN CO 671,106 12,207 0.06%
383 MEREDITH CORP COM 262,500 12,188 0.06%
384 Pinnacle Entertainment 512,000 12,134 0.06%
385 FMC TECHNOLOGIES INC 232,000 12,131 0.06%
386 ALERE INC 346,000 11,885 0.06%
387 EMPIRE DIST ELEC CO 488,562 11,882 0.06%
388 ST JUDE MED INC 181,000 11,836 0.06%
389 UNITED NATURAL FOODSINC 166,800 11,829 0.06%
390 BLUCORA INC 600,100 11,816 0.06%
391 Atlantic Tele Netwrk N 179,000 11,800 0.06%
392 AIRGAS INC 110,000 11,716 0.06%
393 PUBLIC SVC ENTERPRISE GRP IN 307,000 11,709 0.06%
394 UNITED TECHNOLOGIES CORP 100,000 11,684 0.06%
395 KELLOGG CO 186,300 11,683 0.06%
396 CAPITAL ONE FINL CORP 150,000 11,574 0.06%
397 COOPER TIRE RUBR CO 473,928 11,516 0.06%
398 TENARIS S A 260,000 11,505 0.06%
399 UGI CORP NEW 251,000 11,448 0.06%
400 NABORS INDUSTRIES LTD 460,000 11,339 0.06%
Page 8 of 22
Restatement filing (0001140361-14-021812) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,500 2 0.00%
2 COLDWATER CREEK INC 55,000 9 0.00%
3 Wright Medical Group Inc 11,500 10 0.00%
4 NTS, INC. CMN 17,200 33 0.00%
5 AMERICAN DG ENERGY INC 20,000 40 0.00%
6 TIGER MEDIA INC 30,000 40 0.00%
7 TEJON RANCH CO WT EXP 083116 11,091 40 0.00%
8 HARVEST NATURAL RESOURCES IN 11,300 42 0.00%
9 GSE SYS INC 30,000 52 0.00%
10 OFFICE DEPOT INC 13,864 57 0.00%
11 OI S A SPONSORED ADR 48,000 69 0.00%
12 QUANTUM CORP COM DSSG 65,000 79 0.00%
13 CUBIST PHARMACEUTICALS INC 131,300 85 0.00%
14 HALCON RESOURCES CORP 21,592 93 0.00%
15 INNOVATIVE SOLUTIONS & SUPPO 12,500 94 0.00%
16 MOSYS INC 22,000 100 0.00%
17 EQUAL ENERGY LTD 22,200 102 0.00%
18 CADIZ INC COM USD0.01 15,000 106 0.00%
19 USEC INC COM NEW DELETED 26,800 108 0.00%
20 BIOLASE INC 45,678 110 0.00%
21 Fairway Group Holdings Corp. 15,000 115 0.00%
22 WILLAMETTE VY VINEYARD INC 20,000 130 0.00%
23 BIOTA PHARMACEUTIALS INC COM 21,361 131 0.00%
24 HARTE-HANKS INC 15,000 133 0.00%
25 ROYCE GLOBAL VALUE TR INC 15,702 136 0.00%
26 UNIVERSAL AMERN CORP NEW 19,200 136 0.00%
27 ORBCOMM INCORPORATED 20,000 137 0.00%
28 SHANDA GAMES LTD 21,200 138 0.00%
29 CAPITOL FED FINL INC 12,500 157 0.00%
30 Cambium Learning Group Inc 80,000 170 0.00%
31 A H BELO CORP 15,000 174 0.00%
32 SYNERON MEDICAL LTD 14,000 174 0.00%
33 CERES, INC. 220,000 193 0.00%
34 EMMIS COMMUNICATIONS CORP PFD 12,588 198 0.00%
35 ASCENT CAP GROUP INC 200,000 201 0.00% PRN
36 TARO PHARMACEUTICAL INDS LTD 2,000 222 0.00%
37 DOVER DOWNS GAMING & ENTMT I 150,000 228 0.00%
38 GLEACHER & CO INC 20,000 228 0.00%
39 CHINA TELECOM CORP LTD 5,000 230 0.00%
40 CECO ENVIRONMENTAL CORP 14,000 232 0.00%
41 PHH Corp 9,000 233 0.00%
42 TORONTO DOMINION BK ONT 5,000 235 0.00%
43 FRESH MKT INC 7,000 235 0.00%
44 Spartan Stores Inc 10,240 238 0.00%
45 NIPPON TELEG TEL CORPORATION SPONSORED ADR 9,000 245 0.00%
46 CALAVO GROWERS INC COM 7,000 249 0.00%
47 MERCURY SYS INC COM 19,000 251 0.00%
48 WindStream Corp (win) 31,000 255 0.00%
49 FRONTIER COMMUNICATIONS CORP 45,000 257 0.00%
50 NEWMONT MINING CORP SR NT CV1.625 17 250,000 265 0.00% PRN
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