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Institutional Investment Manager
FIRST FOUNDATION ADVISORS
FIRST FOUNDATION ADVISORS (CIK: 0001086763) incorporated in California, located at 18101 Von Karman Avenue, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001086763-16-000033) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 BLACKROCK CR ALLOCATION INCO 408,673 5,456 0.38%
52 Cohen & Steers Ltd Duration Pf 216,281 5,435 0.38%
53 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 59,756 5,214 0.36%
54 NUVEEN MUNICIPAL CREDIT INC 320,474 5,044 0.35%
55 DIVERSIFIED REAL ASSET INC F 290,945 5,016 0.35%
56 Nuveen Dividend Advantage Muni 303,090 4,871 0.34%
57 Eaton Vance Ltd Duration Incom 352,319 4,830 0.33%
58 Blackrock Floating Rate Income 344,559 4,776 0.33%
59 EXXON MOBIL CORP 54,152 4,726 0.33%
60 BLACKROCK LTD DURATION INC T 299,243 4,644 0.32%
61 Blackrock Core Bond Trust 313,997 4,462 0.31%
62 Allergan PLC Conv Pfd Ser A 5,306 4,359 0.30%
63 PICO HLDGS INC 359,298 4,236 0.29%
64 Nuveen Build America Bond Fund 185,842 4,215 0.29%
65 Retail Opportunity Investments 187,555 4,119 0.28%
66 PIMCO Corporate Opportunity Fu 279,408 4,082 0.28%
67 VANGUARD INDEX FDS 19,841 3,942 0.27%
68 COCA COLA CO 88,738 3,755 0.26%
69 SPDR S&P 500 ETF TR 17,353 3,753 0.26%
70 BERKSHIRE HATHAWAY INC DEL 17 3,676 0.25%
71 Allergan PLC 15,650 3,604 0.25%
72 TEVA PHARMACEUTICAL INDS LTD 74,969 3,449 0.24%
73 LEVEL 3 COMMUNICTIONS COM 73,185 3,394 0.23%
74 STARZ COM 97,798 3,050 0.21%
75 GILEAD SCIENCES INC 38,095 3,014 0.21%
76 NUVEEN PREFERRED SECURITIES 311,435 2,987 0.21%
77 MFS MULTIMARKET INCOME TR 470,679 2,866 0.20%
78 WELLS FARGO MULTI SECTOR INC 221,004 2,866 0.20%
79 NEW AMER HIGH INCOME FD INC 309,648 2,852 0.20%
80 VANGUARD INDEX FDS 21,819 2,824 0.20%
81 NUVEEN FLTNG RTE INCM OPP FD 248,372 2,747 0.19%
82 FIRST TR SENIOR FLOATING RATE 199,354 2,725 0.19%
83 ISHARES TR 54,271 2,688 0.19%
84 Blackrock Multi-Sector Income Trust 156,091 2,664 0.18%
85 BROOKFIELD MORTGAGE 177,165 2,657 0.18%
86 CELGENE CORP 24,838 2,596 0.18%
87 VANGUARD INDEX FDS 29,620 2,569 0.18%
88 SPDR SER TR 91,053 2,521 0.17%
89 NUVEEN CALIF MUN VALUE FD 218,371 2,463 0.17%
90 VEREIT Inc 234,600 2,433 0.17%
91 PIMCO Dynamic Income Fund 84,330 2,402 0.17%
92 LIVE NATION, INC. 83,370 2,291 0.16%
93 ALEXANDRIA REAL ESTATE EQ IN 64,958 2,290 0.16%
94 Facebook Inc Cl A 17,489 2,243 0.16%
95 BIOGEN INC 7,080 2,216 0.15%
96 AON PLC 19,047 2,143 0.15%
97 ALEX REAL ESTATE EQ 19,590 2,131 0.15%
98 Cohen & Steers Ltd Duration Pf 83,992 2,111 0.15%
99 PEPSICO INC 19,340 2,104 0.15%
100 BLACKROCK TAXABL MUNI BN 86,105 2,064 0.14%
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