| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 429,733 | 4,847,000 | 20.76% | ||
| 2 | UBS Group AG | 372,136 | 4,198,000 | 17.98% | ||
| 3 | MORGAN STANLEY | 361,673 | 4,079,000 | 17.47% | ||
| 4 | FIRST FOUNDATION ADVISORS | 218,371 | 2,463,000 | 10.55% | ||
| 5 | WELLS FARGO & COMPANY/MN | 140,114 | 1,580,000 | 6.77% | ||
| 6 | Invesco Ltd. | 101,615 | 1,146,000 | 4.91% | ||
| 7 | LPL Financial LLC | 95,933 | 1,075,000 | 4.60% | ||
| 8 | Cetera Advisor Networks LLC | 58,325 | 658,000 | 2.82% | ||
| 9 | IFP ADVISORS, INC | 54,778 | 618,000 | 2.65% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 42,133 | 475,000 | 2.03% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 41,166 | 464,000 | 1.99% | ||
| 12 | ROYAL BANK OF CANADA | 30,953 | 349,000 | 1.49% | ||
| 13 | WEDBUSH SECURITIES INC | 21,073 | 238,000 | 1.02% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,645 | 199,000 | 0.85% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 14,733 | 166,000 | 0.71% | ||
| 16 | Virtu KCG Holdings LLC | 13,318 | 150,000 | 0.64% | ||
| 17 | Windsor Capital Management, LLC | 11,463 | 129,000 | 0.55% | ||
| 18 | Efficient Market Advisors, LLC | 11,250 | 127,000 | 0.54% | ||
| 19 | Paragon Capital Management Ltd | 10,000 | 113,000 | 0.48% | ||
| 20 | BOSTON ADVISORS LLC | 10,000 | 113,000 | 0.48% | ||
| 21 | WHITTIER TRUST CO | 4,800 | 54,000 | 0.23% | ||
| 22 | Gemmer Asset Management LLC | 4,688 | 53,000 | 0.23% | ||
| 23 | Creative Planning | 1,400 | 16,000 | 0.07% | ||
| 24 | D.A. DAVIDSON & CO. | 1,227 | 13,000 | 0.06% | ||
| 25 | CWM, LLC | 1,086 | 12,000 | 0.05% | ||
| 26 | WESPAC ADVISORS SOCAL, LLC | 990 | 11,167 | 0.05% | ||
| 27 | US BANCORP \DE\ | 500 | 6,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
