| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 159,104 | 2,000 | 0.00% | ||
| 2 | GENERAL MOLY | 17,837 | 13,000 | 0.00% | ||
| 3 | GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT | 20,286 | 14,000 | 0.00% | ||
| 4 | Noranda Aluminum Holding | 17,367 | 15,000 | 0.00% | ||
| 5 | GOODRICH PETE CORP | 10,000 | 19,000 | 0.00% | Call | |
| 6 | Stereotaxis Inc | 15,825 | 23,000 | 0.00% | ||
| 7 | TEJON RANCH CO WT EXP 083116 | 46,832 | 23,000 | 0.00% | ||
| 8 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 84,715 | 24,000 | 0.00% | ||
| 9 | CHANTICLEER HLDGS INC | 11,364 | 28,000 | 0.00% | ||
| 10 | MOSYS INC | 14,639 | 28,000 | 0.00% | ||
| 11 | CITIGROUP INC WRNT BEXP 10/28/2018 | 189,082 | 29,000 | 0.00% | ||
| 12 | USA TECHNOLOGIES INC COM NO PAR | 11,689 | 32,000 | 0.00% | ||
| 13 | CELGENE CORP | 17,278 | 36,000 | 0.00% | ||
| 14 | NISKA GAS STORAGE PARTNERS L | 10,000 | 37,000 | 0.00% | Call | |
| 15 | PEABODY ENERGY CORP | 17,500 | 38,000 | 0.00% | ||
| 16 | NUANCE COMMUNICATIONS INC | 40,000 | 41,000 | 0.00% | PRN | |
| 17 | VALLEY NATL BANCORP | 206,650 | 45,000 | 0.00% | ||
| 18 | Bank Of America 18 WTS | 98,039 | 50,000 | 0.00% | ||
| 19 | Paragon Offshore PLC | 48,747 | 53,000 | 0.00% | ||
| 20 | GOODRICH PETE CORP | 30,000 | 56,000 | 0.00% | ||
| 21 | ZION OIL & GAS INC | 29,760 | 57,000 | 0.00% | ||
| 22 | SALESFORCE COM | 50,000 | 61,000 | 0.00% | PRN | |
| 23 | MCEWEN MINING INC COM | 65,146 | 62,000 | 0.00% | ||
| 24 | NORTHERN OIL & GAS INC NEV | 10,000 | 68,000 | 0.00% | ||
| 25 | ARRAY BIOPHARMA INC COM | 10,000 | 72,000 | 0.00% | Put | |
| 26 | PUTNAM PREMIER INCOME TR | 14,747 | 75,000 | 0.00% | ||
| 27 | RADNET INC COM | 11,522 | 77,000 | 0.00% | ||
| 28 | FXCM INC-A | 55,400 | 80,000 | 0.00% | ||
| 29 | EAGLE ROCK ENERGY PARTNERS L | 35,975 | 90,000 | 0.00% | ||
| 30 | NEWCASTLE INVT CORP NEW | 20,649 | 91,000 | 0.00% | ||
| 31 | FRANKLIN UNVL TR | 14,068 | 91,000 | 0.00% | ||
| 32 | DARA BIOSCIENCES INC | 103,200 | 93,000 | 0.00% | ||
| 33 | SHANDA GAMES LTD | 14,000 | 96,000 | 0.00% | ||
| 34 | GRAMERCY PPTY TR | 12,500 | 99,000 | 0.00% | ||
| 35 | OREXIGEN THERAPEUTICS INC | 109,000 | 102,000 | 0.00% | PRN | |
| 36 | NUVEEN PREFERRED SECURITIES | 12,300 | 104,000 | 0.00% | ||
| 37 | GRAFTECH INTERNATIONAL LTD | 22,854 | 113,000 | 0.01% | ||
| 38 | ALPHA AND OMEGA SEMICONDUCTOR SHS | 13,238 | 116,000 | 0.01% | ||
| 39 | COVISINT CORP COM | 36,958 | 121,000 | 0.01% | ||
| 40 | OCWEN FINL CORP | 12,500 | 127,000 | 0.01% | Call | |
| 41 | LIFEVANTAGE CORPORATION | 240,452 | 127,000 | 0.01% | ||
| 42 | CELESTICA INC | 11,000 | 128,000 | 0.01% | Put | |
| 43 | Asia Pacific Basin Fund | 10,132 | 130,000 | 0.01% | ||
| 44 | TAKE-TWO INTERACTIVE SOFTWAR | 95,000 | 132,000 | 0.01% | PRN | |
| 45 | IMMUNOMEDICS INC | 32,500 | 132,000 | 0.01% | Put | |
| 46 | LIBERTY ALL STAR EQUITY FD | 23,090 | 133,000 | 0.01% | ||
| 47 | EAGLE CAP GROWTH FD INC | 16,890 | 135,000 | 0.01% | ||
| 48 | PEABODY ENERGY CORP | 62,100 | 136,000 | 0.01% | Put | |
| 49 | ACTIONS SEMICONDUCTOR CO LTD ADR | 88,659 | 137,000 | 0.01% | ||
| 50 | NUVEEN PFD INCOME OPPORTUN | 15,500 | 142,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001103646-15-000007, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
