| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,853,951 | 33,659,000 | 12.02% | ||
| 2 | Karpus Management, Inc. | 5,627,537 | 32,358,000 | 11.56% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,249,252 | 30,183,000 | 10.78% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 4,635,430 | 26,653,000 | 9.52% | ||
| 5 | Bulldog Investors, LLP | 3,226,189 | 18,551,000 | 6.63% | ||
| 6 | WELLS FARGO & COMPANY/MN | 3,000,016 | 17,251,000 | 6.16% | ||
| 7 | RELATIVE VALUE PARTNERS GROUP, LLC | 2,633,864 | 15,145,000 | 5.41% | ||
| 8 | Gramercy Funds Management LLC | 2,041,929 | 11,741,000 | 4.19% | ||
| 9 | Advisors Asset Management, Inc. | 1,724,185 | 9,914,000 | 3.54% | ||
| 10 | 1607 Capital Partners, LLC | 1,546,631 | 8,893,000 | 3.18% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 1,347,392 | 7,748,000 | 2.77% | ||
| 12 | CORNERSTONE ADVISORS INC | 1,180,990 | 6,791,000 | 2.43% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 1,115,943 | 6,417,000 | 2.29% | ||
| 14 | Ancora Advisors LLC | 1,085,008 | 6,239,000 | 2.23% | ||
| 15 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 966,460 | 5,557,000 | 1.99% | ||
| 16 | 1832 Asset Management L.P. | 759,470 | 4,362,000 | 1.56% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 771,256 | 4,328,000 | 1.55% | ||
| 18 | AQR ARBITRAGE LLC | 584,803 | 3,363,000 | 1.20% | ||
| 19 | Shaker Financial Services, LLC | 550,249 | 3,164,000 | 1.13% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 544,254 | 3,129,000 | 1.12% | ||
| 21 | CLOUGH CAPITAL PARTNERS L P | 491,000 | 2,823,000 | 1.01% | ||
| 22 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 381,398 | 2,199,000 | 0.79% | ||
| 23 | Cetera Advisor Networks LLC | 370,492 | 2,165,000 | 0.77% | ||
| 24 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 318,969 | 1,834,000 | 0.66% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 242,727 | 1,396,000 | 0.50% | ||
| 26 | UBS Group AG | 166,877 | 960,000 | 0.34% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 152,387 | 876,000 | 0.31% | ||
| 28 | CS MCKEE LP | 148,903 | 856,000 | 0.31% | ||
| 29 | JPMORGAN CHASE & CO | 142,020 | 817,000 | 0.29% | ||
| 30 | ROYAL BANK OF CANADA | 135,501 | 779,000 | 0.28% | ||
| 31 | LPL Financial LLC | 121,703 | 694,000 | 0.25% | ||
| 32 | Yakira Capital Management, Inc. | 100,186 | 576,000 | 0.21% | SH | |
| 33 | OPPENHEIMER & CO INC | 90,518 | 520,000 | 0.19% | ||
| 34 | Invesco Ltd. | 89,729 | 516,000 | 0.18% | ||
| 35 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 508,000 | 0.18% | ||
| 36 | Concert Wealth Management Inc. | 75,894 | 440,000 | 0.16% | ||
| 37 | DOLIVER ADVISORS, LP | 76,190 | 438,000 | 0.16% | ||
| 38 | WEDBUSH SECURITIES INC | 59,533 | 342,000 | 0.12% | ||
| 39 | Creative Planning | 54,150 | 311,000 | 0.11% | ||
| 40 | NINE MASTS CAPITAL Ltd | 53,711 | 309,000 | 0.11% | ||
| 41 | Prospera Financial Services Inc | 47,340 | 272,000 | 0.10% | ||
| 42 | Private Advisor Group, LLC | 45,702 | 263,000 | 0.09% | ||
| 43 | D.A. DAVIDSON & CO. | 45,700 | 262,000 | 0.09% | ||
| 44 | WFG Advisors, LP | 45,249 | 260,000 | 0.09% | ||
| 45 | HOLLENCREST CAPITAL MANAGEMENT | 41,929 | 241,000 | 0.09% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 40,897 | 235,000 | 0.08% | ||
| 47 | BANK OF MONTREAL /CAN/ | 35,769 | 206,000 | 0.07% | ||
| 48 | M&T BANK CORP | 32,829 | 189,000 | 0.07% | ||
| 49 | SII INVESTMENTS INC/WI | 30,350 | 174,000 | 0.06% | ||
| 50 | Commonwealth Equity Services, Inc | 29,162 | 168,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
