Dark
Light
System
Security
NUVEEN PREFERRED SECURITIES
NUVEEN PREFERRED SECURITIES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 97 Institutional holders with a total value of $156,581,432.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,651,743 30,930,000 19.75%
2 WESTBOURNE INVESTMENT ADVISORS, INC. 234 27,650,000 17.66%
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,881,687 15,938,000 10.18%
4 WELLS FARGO & COMPANY/MN 1,431,553 12,126,000 7.74%
5 Invesco Ltd. 1,155,199 9,785,000 6.25%
6 BANK OF AMERICA CORP /DE/ 1,076,868 9,121,000 5.83%
7 UBS Group AG 856,466 7,254,000 4.63%
8 LPL Financial LLC 616,121 5,194,000 3.32%
9 GREATMARK INVESTMENT PARTNERS, INC. 343,208 2,907,000 1.86%
10 THRIVENT FINANCIAL FOR LUTHERANS 323,630 2,741,000 1.75%
11 FIRST FOUNDATION ADVISORS 270,984 2,295,000 1.47%
12 CENTRAL TRUST Co 223,056 1,889,000 1.21%
13 SIT INVESTMENT ASSOCIATES INC 220,053 1,864,000 1.19%
14 INVESTMENT CENTERS OF AMERICA INC 210,561 1,783,000 1.14%
15 Global Endowment Management, LP 185,000 1,567,000 1.00%
16 Capital Investment Advisors, LLC 180,680 1,530,000 0.98%
17 BURNEY CO/ 176,870 1,498,000 0.96%
18 CREDIT SUISSE AG/ 153,462 1,300,000 0.83%
19 DOLIVER ADVISORS, LP 149,027 1,262,000 0.81%
20 RIVERNORTH CAPITAL MANAGEMENT, LLC 135,843 1,151,000 0.74%
21 Commonwealth Equity Services, Inc 129,633 1,098,000 0.70%
22 Virtu KCG Holdings LLC 104,382 884,000 0.56%
23 GUGGENHEIM CAPITAL LLC 88,810 752,000 0.48%
24 United Asset Strategies, Inc. 87,425 740,000 0.47%
25 WOLVERINE ASSET MANAGEMENT LLC 84,127 712,000 0.45%
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 80,933 686,000 0.44%
27 ROYAL BANK OF CANADA 73,129 620,000 0.40%
28 UNITED CAPITAL FINANCIAL ADVISORS, LLC 64,841 549,000 0.35%
29 ENVESTNET ASSET MANAGEMENT INC 64,074 543,000 0.35%
30 Hurley Capital, LLC 62,191 527,000 0.34%
31 NATIONAL PLANNING CORP 57,060 522,000 0.33%
32 Raymond James Financial Services Advisors, Inc. 59,645 505,000 0.32%
33 VSR Financial Services, Inc. 56,415 478,000 0.31%
34 BRUDERMAN ASSET MANAGEMENT, LLC 53,478 453,000 0.29%
35 Shaker Financial Services, LLC 49,922 423,000 0.27%
36 FIRST TRUST ADVISORS LP 43,567 369,000 0.24%
37 Silver Lake Advisory, LLC 42,863 363,000 0.23%
38 Sigma Planning Corp 40,675 345,000 0.22%
39 Mariner, LLC 37,471 317,000 0.20%
40 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,313 308,000 0.20%
41 NORTHERN TRUST CORP 34,820 295,000 0.19%
42 SignalPoint Asset Management, LLC 17,370 282,000 0.18%
43 First Allied Advisory Services, Inc. 32,862 276,000 0.18%
44 Ken Stern & Associates, Inc. 29,486 250,000 0.16%
45 Cambridge Investment Research Advisors, Inc. 26,785 227,000 0.14%
46 GOLDMAN SACHS GROUP INC 26,749 227,000 0.14%
47 AQR ARBITRAGE LLC 26,128 221,000 0.14%
48 MSI Financial Services Inc 25,877 219,000 0.14%
49 IFC Holdings Incorporated/FL 25,050 209,000 0.13%
50 STEEL GROVE CAPITAL ADVISORS, LLC 24,063 205,000 0.13%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.