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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,301 holdings with a total value of $33,496,588,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 EDWARDS LIFESCIENCES CORP 374,145 45,107,000 0.13%
152 MICRON TECHNOLOGY INC 2,512,376 44,670,000 0.13%
153 DOW CHEM CO 858,568 44,500,000 0.13%
154 DEVON ENERGY CORP NEW 1,007,218 44,428,000 0.13%
155 BORGWARNER INC 1,259,254 44,301,000 0.13%
156 TRANSOCEAN LTD 4,140,325 44,136,000 0.13%
157 ITC HOLDINGS 949,426 44,129,000 0.13%
158 CONTINENTAL RESOURE 846,127 43,965,000 0.13%
159 NETGEAR INC 725,972 43,914,000 0.13%
160 PRUDENTIAL FINL INC 536,310 43,790,000 0.13%
161 DEPHEID 828,288 43,642,000 0.13%
162 RAYTHEON CO 319,702 43,521,000 0.13%
163 FORD MTR CO DEL 3,602,964 43,488,000 0.13%
164 CHARLES RIV LABS INTL INC 521,245 43,441,000 0.13%
165 GAP 1,940,725 43,162,000 0.13%
166 VIACOM INC NEW 1,128,686 43,003,000 0.13%
167 TARGA RES CORP 874,830 42,963,000 0.13%
168 BED BATH & BEYOND INC 988,556 42,617,000 0.13%
169 NEWFIELD EXPL CO 980,238 42,601,000 0.13%
170 MACYS INC 1,140,866 42,269,000 0.13%
171 LYONDELLBASELL INDUSTRIES N 521,599 42,072,000 0.13%
172 HAWAIIAN ELEC INDUSTRIES COM 1,406,796 41,993,000 0.13%
173 CONOCOPHILLIPS 960,500 41,753,000 0.12%
174 DOMINION ENERGY INC 560,530 41,631,000 0.12%
175 GROUPON INC 8,082,924 41,627,000 0.12%
176 CVR REFNG LP 4,734,136 41,518,000 0.12%
177 F5 NETWORKS INC 331,784 41,354,000 0.12%
178 IDEXX LAB 366,324 41,296,000 0.12%
179 Spectra Energy Corp Com 961,349 41,098,000 0.12%
180 ULTA BEAUTY INC 171,421 40,795,000 0.12%
181 COMCAST CORP NEW 614,223 40,748,000 0.12%
182 2U, Inc. 1,063,761 40,731,000 0.12%
183 UNITEDHEALTH GROUP INC 289,389 40,514,000 0.12%
184 SEATTLE GENETICS INC 747,389 40,366,000 0.12%
185 PENSKE AUTOMOTIVE GRP INC 832,734 40,121,000 0.12%
186 CONAGRA BRANDS INC 850,040 40,045,000 0.12%
187 ANTHEM INC 317,766 39,819,000 0.12%
188 8X8 INC NEW COM 2,575,638 39,742,000 0.12%
189 BIOGEN INC 126,228 39,513,000 0.12%
190 BECTON DICKINSON & CO 219,558 39,461,000 0.12%
191 ONEOK INC NEW 767,177 39,425,000 0.12%
192 GILEAD SCIENCES INC 495,645 39,215,000 0.12%
193 ANALOG DEVICES INC 608,348 39,208,000 0.12%
194 ILLUMINA INC 214,398 38,948,000 0.12%
195 Patterson UTI Energy Inc Com 1,738,052 38,880,000 0.12%
196 INTUITIVE SURGICAL INC 53,424 38,723,000 0.12%
197 VONAGE HLDGS CORP 5,813,721 38,429,000 0.11%
198 INCYTE CORP 404,979 38,185,000 0.11%
199 MICROCHIP TECHNOLOGY 613,194 38,104,000 0.11%
200 NOBLE CORP PLC 6,003,620 38,063,000 0.11%
Page 4 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-011209, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.