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Institutional Investment Manager
FIRST TRUST ADVISORS LP
FIRST TRUST ADVISORS LP (CIK: 0001125816) incorporated in Illinois, located at 120 East Liberty Drive, Wheaton, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 2,301 holdings with a total value of $33,496,588,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 AMERICAN ELEC P 1,472,961 94,579,000 0.28%
52 VEEVA SYS INC 2,285,878 94,361,000 0.28%
53 ARCHER DANIELS M 2,193,806 92,513,000 0.28%
54 FIRST TR EXCH TRD ALPHA FD I 2,232,370 91,929,000 0.27%
55 FIRST TR EXCHANGE TRADED FD 3,015,611 91,463,000 0.27%
56 CONSTELLATION BRANDS INC 548,650 91,345,000 0.27%
57 FIRST TR EXCH TRD ALPHA FD I 2,409,298 90,325,000 0.27%
58 VALERO ENERGY CORP NEW 1,691,937 89,673,000 0.27%
59 MICROSOFT CORP 1,528,237 88,026,000 0.26%
60 SOUTHERN CO 1,711,850 87,818,000 0.26%
61 FIRST TR EXCH TRD ALPHA FD I 6,392,987 87,712,000 0.26%
62 RACKSPACE HOSTING INC 2,748,149 87,089,000 0.26%
63 FIRST TR EXCH TRD ALPHA FD I 4,813,482 86,739,000 0.26%
64 FIRSTENERGY CORP 2,622,019 86,736,000 0.26%
65 ETRADE GROUP 2,971,743 86,537,000 0.26%
66 GENERAL MLS INC 1,353,593 86,468,000 0.26%
67 AMERITRADE HOLD 2,452,285 86,419,000 0.26%
68 PINNACLE WEST 1,119,275 85,054,000 0.25%
69 TRIPADVISOR INC 1,283,815 81,111,000 0.24%
70 HERSHEY CO 846,886 80,962,000 0.24%
71 VERISIGN 1,033,767 80,882,000 0.24%
72 LEVEL 3 COMM 1,704,979 79,077,000 0.24%
73 CONSOLIDATED EDISON INC 1,031,319 77,658,000 0.23%
74 CHURCH & DWIGHT 1,617,986 77,534,000 0.23%
75 ANTERO RESOURCE CORP 2,865,548 77,227,000 0.23%
76 CASEY'S GENERAL STORES INC COM 639,991 76,895,000 0.23%
77 MCCORMICK & CO INC 748,777 74,818,000 0.22%
78 TEXAS INSTRS INC 1,065,024 74,743,000 0.22%
79 PPL CORP 2,161,062 74,708,000 0.22%
80 AMEREN CORP 1,505,969 74,064,000 0.22%
81 TELEPHONE DATA SYS INC 2,723,156 74,015,000 0.22%
82 XCEL ENERGY INC 1,761,842 72,482,000 0.22%
83 ABBVIE INC 1,137,484 71,741,000 0.21%
84 ZAYO GROUP HOLDINGS 2,339,520 69,507,000 0.21%
85 HOLLYFRONTIER CORP 2,801,822 68,645,000 0.20%
86 MARATHON PETE CORP 1,684,296 68,366,000 0.20%
87 IAC INTERACTIVECORP 1,085,021 67,781,000 0.20%
88 EXELON CORP 2,023,558 67,364,000 0.20%
89 CHEVRON CORP NEW 654,219 67,332,000 0.20%
90 TESORO CORP 842,173 67,003,000 0.20%
91 PHILLIPS 66 823,781 66,356,000 0.20%
92 HEWLETT PACKARD ENTERPRISE C 2,849,865 64,834,000 0.19%
93 Pandora Media Inc 4,500,683 64,495,000 0.19%
94 KOHLS 1,449,351 63,409,000 0.19%
95 EDISON INTL 858,956 62,060,000 0.19%
96 FRONTIER COMM 14,898,587 61,978,000 0.19%
97 GREAT PLAINS ENERGY INC 2,239,429 61,114,000 0.18%
98 DR PEPPER SNAPPLE GROUP INC 668,644 61,054,000 0.18%
99 ORACLE CORP 1,535,868 60,329,000 0.18%
100 NU SKIN ENTERPRISES INC 918,060 59,472,000 0.18%
Page 2 of 47

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445546-16-011209, filed 2016.11.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.