Dark
Light
System
Institutional Investment Manager
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
NEW YORK LIFE INVESTMENT MANAGEMENT LLC (CIK: 0001133639), located at 51 Madison Ave, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001133639-14-000014) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,107,949 26,835 5.67%
2 DYNEGY INCORPORATED NEW D 819,416 20,436 4.32%
3 PROSHARES TR II 658,321 11,145 2.35%
4 GLOBAL X FDS 609,408 15,046 3.18%
5 SPDR SER TR 444,395 18,389 3.88%
6 POWERSHARES GLOBAL ETF FD 387,396 8,170 1.73%
7 CLAYMORE EXCHANGE TRD FD TR 354,822 16,095 3.40%
8 ALPS ETF TRUST U S EQUITY HIGH VOLATILITY 340,899 8,577 1.81%
9 WISDOMTREE TR 323,063 15,294 3.23%
10 VANGUARD BD INDEX FDS 319,383 25,931 5.48%
11 PIMCO ETF TR 287,114 29,105 6.15%
12 SELECT SECTOR SPDR TR 274,556 6,134 1.30%
13 ISHARES TR 240,533 25,956 5.48%
14 FIRST TR EXCHANGE TRADED FD 228,291 9,406 1.99%
15 POWERSHARES ETF TR II 225,420 8,370 1.77%
16 CLAYMORE EXCHANGE TRD FD TR 204,805 5,210 1.10%
17 AMERICAN TOWER CORP NEW 193,752 15,862 3.35%
18 VANGUARD WORLD FD 186,937 17,110 3.61%
19 CLAYMORE ETF GUGGENHEIM ENHANCED 182,646 9,180 1.94%
20 VanEck Vectors Vietnam ETF 162,137 3,517 0.74%
21 SPDR SERIES TRUST 157,233 6,497 1.37%
22 POWERSHARES ETF TR II 138,397 6,278 1.33%
23 ISHARES TR 135,550 9,109 1.92%
24 VANGUARD INDEX FDS 132,206 12,886 2.72%
25 ISHARES 7-10 YEAR TREASURY BOND ETF 127,371 12,957 2.74%
26 WISDOMTREE TR 123,401 6,978 1.47%
27 ISHARES TR 115,299 3,465 0.73%
28 SPDR SERIES TRUST 101,887 3,316 0.70%
29 VANGUARD TAX-MANAGED FDS 93,617 3,864 0.82%
30 VANGUARD INDEX FDS 91,800 6,483 1.37%
31 ISHARES 20 YEAR TREASURY BOND ETF 91,150 9,944 2.10%
32 ISHARES MSCI SPAN CP ETF 85,410 3,485 0.74%
33 ISHARES TR 75,419 6,868 1.45%
34 SELECT SECTOR SPDR TR 71,033 3,717 0.78%
35 ISHARES RUSSELL 1000 ETF 61,536 6,447 1.36%
36 FIRST TR EXCHANGE TRADED FD 60,916 2,795 0.59%
37 ISHARES RUSSELL 3000 ETF 57,335 6,439 1.36%
38 WISDOMTREE TRUST EUROPE SMCP DV ETF 55,829 3,491 0.74%
39 ProShares UltraShort Yen 51,764 3,500 0.74%
40 ISHARES TR 48,103 5,596 1.18%
41 ISHARES INC 47,534 1,723 0.36%
42 DIREXION SHS ETF TRUST DAILY 20 YR TREASURY BEAR 43,057 2,450 0.52%
43 ISHARES TR 40,954 6,338 1.34%
44 SELECT SECTOR SPDR TR 39,682 3,534 0.75%
45 ISHARES TR 38,549 1,734 0.37%
46 MARKET VECTORS ETF TR 36,937 1,149 0.24%
47 HUDSON CITY BANCORP INC 33,300 327 0.07%
48 VANGUARD WORLD FDS 31,770 2,704 0.57%
49 SPDR SERIES TRUST 31,608 2,785 0.59%
50 WindStream Corp (win) 29,100 240 0.05%
Page 1 of 4