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ALPS ETF TRUST U S EQUITY HIGH VOLATILITY
ALPS ETF TRUST U S EQUITY HIGH VOLATILITY. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 14 Institutional holders with a total value of $26,924,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STRINGER ASSET MANAGEMENT, LLC 348,290 8,763,000 32.55%
2 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 340,899 8,577,000 31.86%
3 UBS AG 164,957 4,151,000 15.42%
4 FIFTH THIRD BANCORP 73,878 1,859,000 6.90%
5 Virtu KCG Holdings LLC 43,209 1,087,000 4.04%
6 JANE STREET GROUP, LLC 28,868 726,000 2.70%
7 Cambridge Investment Research Advisors, Inc. 24,133 607,000 2.25%
8 STEPHENS INC /AR/ 16,895 425,000 1.58%
9 NATIXIS ADVISORS, LLC 11,807 297,000 1.10%
10 AMERIPRISE FINANCIAL INC 9,299 234,000 0.87%
11 Partnervest Advisory Services LLC 5,860 147,000 0.55%
12 DEUTSCHE BANK AG\ 1,216 30,000 0.11%
13 WFG Advisors, LP 780 20,000 0.07%
14 ENVESTNET ASSET MANAGEMENT INC 58 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.