| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 64,493 | 5,682,000 | 31.27% | ||
| 2 | HighTower Advisors, LLC | 36,462 | 3,212,000 | 17.67% | ||
| 3 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 31,608 | 2,785,000 | 15.32% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 19,474 | 1,716,000 | 9.44% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 14,775 | 1,302,000 | 7.16% | ||
| 6 | CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | 14,155 | 1,247,000 | 6.86% | ||
| 7 | DEUTSCHE BANK AG\ | 12,849 | 1,131,000 | 6.22% | ||
| 8 | STIFEL FINANCIAL CORP | 4,616 | 407,000 | 2.24% | ||
| 9 | UBS AG | 4,454 | 392,000 | 2.16% | ||
| 10 | WELLS FARGO & COMPANY/MN | 2,035 | 179,000 | 0.98% | ||
| 11 | Winfield Associates, Inc. | 425 | 37,000 | 0.20% | ||
| 12 | WFG Advisors, LP | 400 | 35,000 | 0.19% | ||
| 13 | Winslow, Evans & Crocker, Inc. | 280 | 24,668 | 0.14% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 237 | 20,880 | 0.11% | ||
| 15 | AMERIPRISE FINANCIAL INC | 36 | 3,000 | 0.02% | ||
| 16 | Tower Research Capital LLC (TRC) | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
