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Institutional Investment Manager
WEDBUSH SECURITIES INC
WEDBUSH SECURITIES INC (CIK: 0001142495) incorporated in California, located at 225 S Lake Ave Penthouse, Pasadena, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 822 holdings with a total value of $679,052,000.
#
Name
Shares
Value ($)
%
Options
Notes
801 CATALYST 37,000 24,000 0.00%
802 PDL BIOPHARMA INC 11,500 24,000 0.00%
803 PRIMERO MNG CORP 28,245 22,000 0.00%
804 CHIASMA INC 11,500 22,000 0.00%
805 ESCALON MEDICAL CORP 181,183 19,000 0.00%
806 AURIS MED HLDG AG 17,300 19,000 0.00%
807 Arena Pharmaceuticals, Inc 12,394 18,000 0.00%
808 DEXTERA SURGICAL INC 17,393 17,000 0.00%
809 BIOLASE INC 10,312 14,000 0.00%
810 WINDTREE THERAPEUTICS INC 10,784 13,000 0.00%
811 CERULEAN PHARMA INC 16,000 11,000 0.00%
812 POLYMET MINING CORP 10,500 8,000 0.00%
813 REX ENERGY CORPORATION 16,000 8,000 0.00%
814 PROTALIX BIOTHERAPEUTICS INC 18,000 8,000 0.00%
815 SYNTHETIC BIOLOGICS INCORPORATED 11,000 8,000 0.00%
816 STRATA SKIN SCIENCES INC 18,110 8,000 0.00%
817 TRIANGLE PETE CORP 32,500 8,000 0.00%
818 DENISON MINES CORP 10,000 5,000 0.00%
819 MINCO GOLD CORP 10,000 2,000 0.00%
820 CITIGROUP INC 10,000 2,000 0.00%
821 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 72,012 0 0.00%
822 Cosi Inc. 32,181 0 0.00%
Page 17 of 17

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001142495-17-000002, filed 2017.01.25).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.