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CERULEAN PHARMA INC
CERULEAN PHARMA INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 30 Institutional holders with a total value of $3,733,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Polaris Venture Management Co. V, L.L.C. 3,287,529 2,328,000 62.36%
2 Rock Springs Capital Management LP 625,000 443,000 11.87%
3 VANGUARD GROUP INC 501,608 355,000 9.51%
4 BRIDGEWAY CAPITAL MANAGEMENT, LLC 202,623 144,000 3.86%
5 Deer VII & Co. Ltd. 166,675 118,000 3.16%
6 GEODE CAPITAL MANAGEMENT, LLC 88,917 62,000 1.66%
7 A.R.T. Advisors, LLC 59,300 41,000 1.10%
8 RENAISSANCE TECHNOLOGIES LLC 53,100 38,000 1.02%
9 BlackRock Fund Advisors 44,255 31,000 0.83%
10 OXFORD ASSET MANAGEMENT LLP 40,656 29,000 0.78%
11 GOLDMAN SACHS GROUP INC 33,883 24,000 0.64%
12 BROWN ADVISORY INC 30,000 21,000 0.56%
13 Virtu KCG Holdings LLC 23,535 17,000 0.46%
14 MORGAN STANLEY 24,058 16,000 0.43%
15 Northeast Financial Consultants Inc 20,000 14,000 0.38%
16 WEDBUSH SECURITIES INC 16,000 11,000 0.29%
17 NORTHERN TRUST CORP 13,066 9,000 0.24%
18 UBS Group AG 9,763 7,000 0.19%
19 ARTEMIS WEALTH ADVISORS, LLC 8,810 6,000 0.16%
20 BANK OF AMERICA CORP /DE/ 7,000 5,000 0.13%
21 Tower Research Capital LLC (TRC) 6,932 5,000 0.13%
22 STERLING INVESTMENT ADVISORS, LTD. 5,877 4,000 0.11%
23 BlackRock Investment Management, LLC 3,013 2,000 0.05%
24 ROYAL BANK OF CANADA 1,800 1,000 0.03%
25 Creative Planning 2,100 1,000 0.03%
26 Walleye Trading LLC 1,300 1,000 0.03%
27 SIMPLEX TRADING, LLC 443 0 0.00%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 193 0 0.00%
29 REILLY FINANCIAL ADVISORS, LLC 200 0 0.00%
30 BANK OF MONTREAL /CAN/ 120 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.