| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | JAMES RIVER COAL CO | 23,786 | 18,000 | 0.00% | ||
| 52 | COMMONWEALTH REIT | 668 | 18,000 | 0.00% | ||
| 53 | WET SEAL INC | 13,654 | 18,000 | 0.00% | ||
| 54 | SHIP FINANCE INTERNATIONAL L | 1,000 | 18,000 | 0.00% | ||
| 55 | Jive Software Inc | 2,216 | 18,000 | 0.00% | ||
| 56 | SHERWIN WILLIAMS CO | 100 | 20,000 | 0.00% | Call | |
| 57 | AUTODESK INC | 400 | 20,000 | 0.00% | Put | |
| 58 | QUICKLOGIC CORP | 3,917 | 20,000 | 0.00% | ||
| 59 | TOTAL S A | 300 | 20,000 | 0.00% | ||
| 60 | Delcath Systems Inc | 73,552 | 21,000 | 0.00% | ||
| 61 | SUMITOMO MITSUI FINL GROUP I | 2,400 | 21,000 | 0.00% | ||
| 62 | STEEL DYNAMICS INC | 20,000 | 21,000 | 0.00% | PRN | |
| 63 | BROADSOFT INC | 21,000 | 22,000 | 0.00% | PRN | |
| 64 | RENTECH INC | 11,854 | 22,000 | 0.00% | ||
| 65 | DESARROLLADORA HOMEX A D R | 15,500 | 22,000 | 0.00% | ||
| 66 | BG Medicine, Inc. | 12,109 | 23,000 | 0.00% | ||
| 67 | AMICUS THERAPEUTICS INC COM | 11,447 | 23,000 | 0.00% | ||
| 68 | AKAMAI TECHNOLOGIES INC | 400 | 23,000 | 0.00% | Put | |
| 69 | GENERAL CABLE CORP DEL NEW | 24,000 | 24,000 | 0.00% | PRN | |
| 70 | MEDIABISTRO INC | 10,202 | 24,000 | 0.00% | ||
| 71 | CONSTELLATION BRANDS INC | 300 | 25,000 | 0.00% | Call | |
| 72 | THERAVANCE INC NOTE 2.125 1/1 | 20,000 | 26,000 | 0.00% | PRN | |
| 73 | TAL INTL GROUP INC | 600 | 26,000 | 0.00% | Call | |
| 74 | WALTER INVT MGMT CORP | 900 | 27,000 | 0.00% | ||
| 75 | DELUXE CORP COM | 528 | 27,000 | 0.00% | ||
| 76 | VRINGO INC | 8,020 | 28,000 | 0.00% | ||
| 77 | Saratoga Resources Inc | 21,012 | 28,000 | 0.00% | ||
| 78 | Curis, Inc | 10,000 | 28,000 | 0.00% | Call | |
| 79 | ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR | 5,300 | 29,000 | 0.00% | ||
| 80 | ZOGENIX INC | 10,179 | 29,000 | 0.00% | ||
| 81 | CYTRX CORP | 8,397 | 30,000 | 0.00% | ||
| 82 | ALASKA COMMUNICATIONS SYS GR | 16,215 | 31,000 | 0.00% | ||
| 83 | PEABODY ENERGY CORP | 1,900 | 31,000 | 0.00% | Put | |
| 84 | NEWFIELD EXPL CO | 1,000 | 31,000 | 0.00% | Call | |
| 85 | WAVE SYSTEMS CORP | 33,810 | 31,000 | 0.00% | ||
| 86 | CENTRAL EUROPEAN MEDIA ENTRP CL A NEW | 10,085 | 32,000 | 0.00% | ||
| 87 | DILLARDS INC | 344 | 32,000 | 0.00% | ||
| 88 | Mizuho Financial Group | 8,350 | 33,000 | 0.00% | ||
| 89 | Meet Group, Inc. | 11,325 | 36,000 | 0.00% | ||
| 90 | ETABLISSEMENTS DELHAPROP | 500 | 36,000 | 0.00% | ||
| 91 | ATHERSYS INC NEW | 11,447 | 37,000 | 0.00% | ||
| 92 | Verso Corp | 13,447 | 38,000 | 0.00% | ||
| 93 | BIODEL INC | 14,007 | 39,000 | 0.00% | ||
| 94 | LIBERATOR MEDICAL HLDGS INC | 10,000 | 39,000 | 0.00% | ||
| 95 | Gevo Inc | 32,091 | 39,000 | 0.00% | ||
| 96 | CNOOC LTD | 260 | 40,000 | 0.00% | ||
| 97 | SILVERCREST MINES INC | 21,250 | 40,000 | 0.00% | ||
| 98 | DURECT CORP | 29,735 | 40,000 | 0.00% | ||
| 99 | GOODRICH PETE CORP | 40,000 | 41,000 | 0.00% | PRN | |
| 100 | ASCENT SOLAR TECHNOLOGIES IN | 70,367 | 43,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-020727, filed 2014.05.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
