| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 102,500 | 10,455,000 | 23.08% | Call | |
| 2 | ROYAL BANK OF CANADA | 7,657,000 | 7,852,000 | 17.34% | PRN | |
| 3 | WELLS FARGO & COMPANY/MN | 7,013,000 | 7,197,000 | 15.89% | PRN | |
| 4 | ARROWGRASS CAPITAL PARTNERS (US) LP | 12,095 | 5,521,000 | 12.19% | PRN | |
| 5 | TENOR CAPITAL MANAGEMENT Co., L.P. | 4,986,000 | 5,232,000 | 11.55% | PRN | |
| 6 | Graham Capital Management, L.P. | 4,000,000 | 4,087,000 | 9.02% | ||
| 7 | JPMORGAN CHASE & CO | 1,025,000 | 1,055,000 | 2.33% | PRN | |
| 8 | Bank of New York Mellon Corp | 963,000 | 988,000 | 2.18% | ||
| 9 | AQR CAPITAL MANAGEMENT LLC | 675,000 | 698,000 | 1.54% | PRN | |
| 10 | Neuberger Berman Group LLC | 622,000 | 640,000 | 1.41% | PRN | |
| 11 | MANAGED ACCOUNT ADVISORS LLC | 413,000 | 425,000 | 0.94% | PRN | |
| 12 | PINNACLE ASSOCIATES LTD | 275,000 | 281,000 | 0.62% | ||
| 13 | EULAV Asset Management | 250,000 | 257,000 | 0.57% | PRN | |
| 14 | CITIGROUP INC | 171,000 | 176,000 | 0.39% | PRN | |
| 15 | BlackRock Institutional Trust Company, N.A. | 170,000 | 175,000 | 0.39% | PRN | |
| 16 | Sterneck Capital Management, LLC | 100,000 | 103,000 | 0.23% | PRN | |
| 17 | Harbour Capital Advisors, LLC | 59,000 | 61,000 | 0.13% | ||
| 18 | NOMURA HOLDINGS INC | 40,000 | 41,000 | 0.09% | PRN | |
| 19 | DEUTSCHE BANK AG\ | 25,000 | 25,000 | 0.06% | PRN | |
| 20 | UBS AG | 16,000 | 16,000 | 0.04% | PRN | |
| 21 | WHITTIER TRUST CO | 9,000 | 9,000 | 0.02% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
