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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1101 NXP SEMICONDUCTORS N V 1,900 148 0.00%
1102 PROOFPOINT INC 2,354 148 0.00%
1103 BLACKSTONE GROUP L P 6,000 147 0.00%
1104 ISHARES TR 1,265 146 0.00% PRN
1105 SIX FLAGS ENTMT CORP NEW 2,500 144 0.00%
1106 FIRST TR STOXX EUROPEAN SELE 12,300 144 0.00%
1107 NRG ENERGY INC 9,600 143 0.00%
1108 GENERAL MLS INC 2,000 142 0.00%
1109 VERTEX PHARMACEUTICALS INC 1,660 142 0.00%
1110 NATIONAL INSTRS CORP 5,197 142 0.00%
1111 VERIFONE SYS INC 7,500 139 0.00%
1112 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
1113 TRANSCANADA CORP 3,000 135 0.00%
1114 HANOVER INS GROUP INC 1,598 135 0.00%
1115 AGNICO EAGLE MINES LTD 2,500 133 0.00%
1116 MERCK & CO INC 2,301 132 0.00%
1117 MACQUARIE FIRST TR GLOBAL 10,234 127 0.00%
1118 COSAN LTD 19,458 126 0.00%
1119 ISHARES TRUST CMBS ETF 2,380 126 0.00% PRN
1120 EMERSON ELEC CO 2,413 125 0.00%
1121 DIAMOND OFFSHR DRILLING 5,150 125 0.00%
1122 KB HOME 8,090 123 0.00%
1123 EBAY INC 5,255 123 0.00%
1124 JUNIPER NETWORKS 5,420 121 0.00%
1125 CELGENE CORP 1,220 120 0.00%
1126 CSG SYS INTL INC 3,000 120 0.00%
1127 PRAXAIR INC 1,012 113 0.00%
1128 POTASH CORP SASK INC 7,000 113 0.00%
1129 LOCKHEED MARTIN CORP 455 112 0.00%
1130 ACCENTURE PLC IRELAND 988 111 0.00%
1131 FORD MTR CO DEL 8,781 110 0.00%
1132 MARKEL CORP 115 109 0.00%
1133 AMYRIS INC COM 240,535 108 0.00%
1134 ALLIED MOTION TECHNOLOGIES 4,600 106 0.00%
1135 ROYAL DUTCH SHELL PLC 1,903 106 0.00%
1136 FIRST SOLAR INC 2,200 106 0.00%
1137 NORTHSTAR REALTY EUROPE CORPORATION 11,467 106 0.00%
1138 WILLIS TOWERS WATSON PUB LTD 841 104 0.00%
1139 BALL CORP 1,429 103 0.00%
1140 VALERO ENERGY CORP NEW 2,020 103 0.00%
1141 Albany Molecular 7,501 100 0.00%
1142 VANGUARD MUN BD FDS 1,900 100 0.00% PRN
1143 NORTHERN TRUST 1,500 99 0.00%
1144 BANK N S HALIFAX 2,000 98 0.00%
1145 LOCKHEED MARTIN CORP 389 96 0.00%
1146 APPLE INC 1,000 95 0.00%
1147 CHUBB LIMITED 722 94 0.00%
1148 FACEBOOK INC 820 93 0.00%
1149 ISHARES TR 750 86 0.00%
1150 CALAMP CORP 5,858 86 0.00%
Page 23 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTIC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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