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FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND
FIRST TRUST DJ STOXX EUROPEAN DIV INDEX FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $63,663,218.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,748,665 20,530,000 32.25%
2 UBS Group AG 716,516 8,412,000 13.21%
3 BANK OF AMERICA CORP /DE/ 667,438 7,836,000 12.31%
4 ROYAL BANK OF CANADA 488,140 5,730,000 9.00%
5 WELLS FARGO & COMPANY/MN 334,855 3,932,000 6.18%
6 HighTower Advisors, LLC 191,356 2,242,000 3.52%
7 LPL Financial LLC 170,714 1,932,000 3.03%
8 Janney Montgomery Scott LLC 144,279 1,757,000 2.76%
9 SNS Financial Group, LLC 119,478 1,403,000 2.20%
10 BAIRD FINANCIAL GROUP, INC. 97,267 1,142,000 1.79%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,900 797,000 1.25%
12 RAYMOND JAMES & ASSOCIATES 58,293 684,000 1.07%
13 ENVESTNET ASSET MANAGEMENT INC 54,934 645,000 1.01%
14 PICTET ASSET MANAGEMENT LTD 49,800 618,000 0.97%
15 JANE STREET GROUP, LLC 51,250 602,000 0.95%
16 Koshinski Asset Management, Inc. 47,631 559,000 0.88%
17 Cambridge Investment Research Advisors, Inc. 41,856 491,000 0.77%
18 AMERIPRISE FINANCIAL INC 37,067 435,000 0.68%
19 IFP ADVISORS, INC 34,786 408,000 0.64%
20 Cetera Advisors LLC 32,476 384,000 0.60%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 32,528 382,000 0.60%
22 JPMORGAN CHASE & CO 26,325 309,000 0.49%
23 Commonwealth Equity Services, Inc 26,259 308,000 0.48%
24 ADVISOR GROUP, INC. 22,370 260,000 0.41%
25 Cetera Advisor Networks LLC 19,535 229,000 0.36%
26 HL FINANCIAL SERVICES LLC 18,130 213,000 0.33%
27 PNC FINANCIAL SERVICES GROUP, INC. 15,720 184,000 0.29%
28 MSI Financial Services Inc 15,174 178,000 0.28%
29 Virtu KCG Holdings LLC 14,017 165,000 0.26%
30 Raymond James Financial Services Advisors, Inc. 13,448 158,000 0.25%
31 LAZARD ASSET MANAGEMENT LLC 12,300 144,000 0.23%
32 STEPHENS INC /AR/ 12,225 144,000 0.23%
33 LINCOLN NATIONAL CORP 11,250 132,000 0.21%
34 SYNOVUS FINANCIAL CORP 10,000 118,000 0.19%
35 WFG Advisors, LP 7,814 92,000 0.14%
36 Advisory Services Network, LLC 2,496 29,000 0.05%
37 BENJAMIN F. EDWARDS & COMPANY, INC. 2,000 23,000 0.04%
38 CITIGROUP INC 1,150 14,000 0.02%
39 EDMOND DE ROTHSCHILD HOLDING S.A. 1,050 12,000 0.02%
40 EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,050 12,000 0.02%
41 BANK OF MONTREAL /CAN/ 858 10,000 0.02%
42 Winslow, Evans & Crocker, Inc. 700 8,218 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.