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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1251 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 9,191,000 7,967 0.02% PRN
1252 AMAG PHARMACEUTICALS INC 7,128,000 7,885 0.02% PRN
1253 QUIDEL CORP 8,005,000 7,454 0.02% PRN
1254 CTRIP COM INTL LTD 6,500,000 7,056 0.02% PRN
1255 VANGUARD SCOTTSDALE FDS 87,019 7,034 0.02% PRN
1256 WEB COM GROUP INC 7,500,000 6,932 0.02% PRN
1257 ASCENT CAP GROUP INC 11,403,000 6,706 0.02% PRN
1258 BLUCORA INC 7,000,000 6,475 0.01% PRN
1259 HORIZON PHARMA INVT LTD 7,000,000 6,378 0.01% PRN
1260 LIVE NATION ENTERTAINMENT INC SR CONV BD2.5 19 6,000,000 6,045 0.01% PRN
1261 ILLUMINA INC SR CONV NT0.5 21 6,000,000 6,022 0.01% PRN
1262 M/I HOMES INC 5,555,000 5,607 0.01% PRN
1263 GOGO INC 8,250,000 5,522 0.01% PRN
1264 SPECTRUM PHARMACEUTICALS INC 5,262,000 4,883 0.01% PRN
1265 FXCM INC 12,965,000 4,788 0.01% PRN
1266 SEQUENOM INC 7,900,000 4,621 0.01% PRN
1267 SPDR SER TR 92,842 4,556 0.01% PRN
1268 CHENIERE ENERGY INC 7,430,000 4,235 0.01% PRN
1269 WHITING PETE CORP NEW 5,000,000 3,981 0.01% PRN
1270 RTW HLDGS INC 3,998,000 3,933 0.01% PRN
1271 AMYRIS INC 8,105,000 3,910 0.01% PRN
1272 MICRON TECHNOLOGY INC SR SB CV NT 3 43 5,000,000 3,843 0.01% PRN
1273 ELECTRONICS FOR IMAGING INC 3,500,000 3,760 0.01% PRN
1274 COBALT INTL ENERGY INC 9,000,000 3,420 0.01% PRN
1275 ISHARES TR 30,130 3,313 0.01% PRN
1276 CIENA CORP SR NT CV 17 3,277,000 3,254 0.01% PRN
1277 NAVISTAR INTL CORP NEW SR SB CONV NT 19 5,301,000 3,130 0.01% PRN
1278 NEVRO CORP 2,500,000 2,635 0.01% PRN
1279 HURON CONSULTING GROUP INC 2,500,000 2,551 0.01% PRN
1280 AMERICAN RLTY CAP PPTYS INC SR CONV NT 3 18 2,500,000 2,470 0.01% PRN
1281 Red Hat Inc 2,000,000 2,435 0.01% PRN
1282 VANGUARD BD INDEX FDS 29,764 2,412 0.01% PRN
1283 FOREST CITY ENTERPRISES INC 2,080,000 2,407 0.01% PRN
1284 CURRENCYSHS BRIT POUND STER 17,900 2,329 0.01% PRN
1285 GAIN CAP HLDGS INC 2,500,000 2,303 0.01% PRN
1286 PROOFPOINT INC SR CV BD 0.75 20 2,000,000 2,156 0.00% PRN
1287 ISHARES TR 75,525 1,981 0.00% PRN
1288 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,689 0.00% PRN
1289 ISHARES TR 14,450 1,637 0.00% PRN
1290 VANECK VECTORS ETF TR 63,550 1,578 0.00% PRN
1291 TETRALOGIC PHARMACEUTICALS C 8,500,000 1,455 0.00% PRN
1292 Nuveen Closed-End Funds/USA 57,100 813 0.00% PRN
1293 VANGUARD BD INDEX FDS 9,135 770 0.00% PRN
1294 EATON VANCE NEW YORK MUN BD 47,500 688 0.00% PRN
1295 EATON VANCE N Y MUN BD FD II 48,600 688 0.00% PRN
1296 BLACKROCK NY MUNI INC QLTY T 45,600 687 0.00% PRN
1297 VANGUARD BD INDEX FDS 8,100 682 0.00% PRN
1298 BLACKROCK NY MUNICIPAL BOND 42,600 682 0.00% PRN
1299 NUVEEN AMT FREE MUN CR INC F 32,735 532 0.00% PRN
1300 SPDR SERIES TRUST 16,680 513 0.00% PRN
Page 26 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 AON PLC 10,737,066 1,172,809 2.47%
2 ALPHABET INC 1,611,350 1,133,632 2.39%
3 P T TELEKOMUNIKASI INDONESIA 17,712,961 1,088,638 2.30%
4 NETEASE INC 5,364,231 1,036,476 2.19%
5 ZOETIS INC 21,379,150 1,014,654 2.14%
6 BAIDU INC 6,075,976 1,003,447 2.12%
7 CISCO SYS INC 32,971,452 945,950 2.00%
8 CHINA MOBILE LIMITED 16,263,524 941,658 1.99%
9 PROCTER AND GAMBLE CO 9,988,634 845,737 1.78%
10 TAIWAN SEMICONDUCTOR MFG LTD 30,834,348 808,784 1.71%
11 PFIZER INC 21,965,958 773,420 1.63%
12 TEVA PHARMACEUTICAL INDS LTD 15,172,661 762,122 1.61%
13 MOLSON COORS BREWING CO 7,272,020 735,419 1.55%
14 HONEYWELL INTL INC 5,805,143 675,253 1.42%
15 APPLE INC 6,859,150 655,734 1.38%
16 CSX CORP 24,588,101 641,257 1.35%
17 MICROSOFT CORP 12,243,232 626,485 1.32%
18 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
19 AMBEV SA 93,544,310 552,846 1.17%
20 ROCKWELL AUTOMATION INC 4,730,161 543,117 1.15%
21 NORFOLK SOUTHERN CORP 6,334,847 539,285 1.14%
22 MOBILE TELESYSTEMS PJSC 62,133,839 514,468 1.09%
23 KELLOGG CO 6,157,951 502,796 1.06%
24 EBAY INC 20,915,978 489,642 1.03%
25 ALLERGAN PLC 2,100,221 485,339 1.02%
26 UNION PAC CORP 5,256,475 458,627 0.97%
27 UNION PAC CORP 5,144,539 448,861 0.95%
28 Philippine Long Dst Adrf 9,438,883 420,691 0.89%
29 MADISON SQUARE GARDEN CO NEW 2,415,262 416,656 0.88%
30 VISA INC 5,509,690 408,653 0.86%
31 YPF SOCIEDAD ANONIMA 20,231,295 388,440 0.82%
32 BANK AMER CORP 28,768,637 381,760 0.81%
33 COPART INC 7,714,271 378,076 0.80%
34 SKYWORKS SOLUTIONS INC 5,882,286 372,231 0.79%
35 SIGNET JEWELERS LIMITED 4,393,698 362,084 0.76%
36 ALPHABET INC 499,513 345,713 0.73%
37 TYCO INTL PLC SHS 7,940,514 338,265 0.71%
38 UNITED TECHNOLOGIES CORP 3,277,517 336,109 0.71%
39 CHECK POINT SOFTWARE TECH LT 4,199,094 334,583 0.71%
40 INTERCONTINENTAL EXCHANGE IN 1,306,387 334,383 0.71%
41 WELLS FARGO & CO NEW 6,726,209 318,351 0.67%
42 CVS HEALTH CORP 3,249,349 311,092 0.66%
43 STRYKER CORP 2,579,896 309,148 0.65%
44 LILLY ELI & CO 3,844,992 302,793 0.64%
45 EATON CORP PLC 5,062,682 302,393 0.64%
46 DELPHI AUTOMOTIVE PLC 4,779,457 299,194 0.63%
47 JOHNSON & JOHNSON 2,458,236 298,183 0.63%
48 AT&T INC 6,886,006 297,544 0.63%
49 NXP SEMICONDUCTORS N V 3,754,383 294,117 0.62%
50 CROWN HOLDINGS INC 5,659,879 286,786 0.61%
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