| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 175,395 | 2,643,000 | 24.57% | ||
| 2 | Invesco Ltd. | 138,940 | 2,094,000 | 19.46% | ||
| 3 | Karpus Management, Inc. | 80,261 | 1,209,000 | 11.24% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 687,000 | 6.39% | PRN | |
| 5 | Focused Wealth Management, Inc | 42,690 | 643,000 | 5.98% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 37,704 | 568,000 | 5.28% | ||
| 7 | Horizon Kinetics LLC | 32,257 | 486,000 | 4.52% | ||
| 8 | RELATIVE VALUE PARTNERS GROUP, LLC | 31,995 | 480,000 | 4.46% | ||
| 9 | MORGAN STANLEY | 30,384 | 458,000 | 4.26% | ||
| 10 | UBS Group AG | 20,362 | 306,000 | 2.84% | ||
| 11 | GRACE & WHITE INC /NY | 17,047 | 257,000 | 2.39% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,706 | 237,000 | 2.20% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 14,708 | 222,000 | 2.06% | ||
| 14 | DEUTSCHE BANK AG\ | 12,575 | 189,000 | 1.76% | ||
| 15 | ROYAL BANK OF CANADA | 6,535 | 98,000 | 0.91% | ||
| 16 | CITIGROUP INC | 4,000 | 60,000 | 0.56% | ||
| 17 | MSI Financial Services Inc | 3,800 | 57,000 | 0.53% | ||
| 18 | ADVISOR GROUP, INC. | 2,010 | 30,000 | 0.28% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1,754 | 26,000 | 0.24% | ||
| 20 | Community Bank, N.A. | 510 | 8,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
