| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tortoise Investment Management, LLC | 931,815 | 14,602,000 | 33.43% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 563,082 | 8,823,000 | 20.20% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 357,249 | 5,599,000 | 12.82% | ||
| 4 | Invesco Ltd. | 171,759 | 2,691,000 | 6.16% | ||
| 5 | UBS Group AG | 113,846 | 1,784,000 | 4.08% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 107,805 | 1,689,000 | 3.87% | PRN | |
| 7 | WELLS FARGO & COMPANY/MN | 87,814 | 1,376,000 | 3.15% | ||
| 8 | MORGAN STANLEY | 73,812 | 1,157,000 | 2.65% | ||
| 9 | Horizon Kinetics LLC | 71,733 | 1,124,000 | 2.57% | ||
| 10 | MSI Financial Services Inc | 67,932 | 1,064,000 | 2.44% | ||
| 11 | ROYAL BANK OF CANADA | 39,348 | 617,000 | 1.41% | ||
| 12 | Strategic Advisors LLC | 36,174 | 567,000 | 1.30% | ||
| 13 | Karpus Management, Inc. | 35,088 | 550,000 | 1.26% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 16,440 | 258,000 | 0.59% | ||
| 15 | Commonwealth Equity Services, Inc | 16,429 | 257,000 | 0.59% | ||
| 16 | INGALLS & SNYDER LLC | 15,456 | 242,000 | 0.55% | ||
| 17 | LPL Financial LLC | 13,631 | 216,000 | 0.49% | ||
| 18 | Raymond James Financial Services Advisors, Inc. | 13,265 | 208,000 | 0.48% | ||
| 19 | FIC CAPITAL INC | 12,260 | 192,000 | 0.44% | ||
| 20 | HighTower Advisors, LLC | 11,373 | 179,000 | 0.41% | ||
| 21 | Cetera Advisor Networks LLC | 10,086 | 158,000 | 0.36% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,422 | 101,000 | 0.23% | ||
| 23 | Creative Planning | 3,592 | 56,000 | 0.13% | ||
| 24 | Focused Wealth Management, Inc | 2,597 | 41,000 | 0.09% | ||
| 25 | ADVISOR GROUP, INC. | 2,386 | 37,000 | 0.08% | ||
| 26 | CITY HOLDING CO | 2,060 | 32,000 | 0.07% | ||
| 27 | DEUTSCHE BANK AG\ | 1,726 | 27,000 | 0.06% | ||
| 28 | CITIGROUP INC | 1,545 | 24,000 | 0.05% | ||
| 29 | Tower Research Capital LLC (TRC) | 96 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
