| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MACKAY SHIELDS LLC | 505,288 | 7,327,000 | 30.74% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 335,523 | 4,865,000 | 20.41% | ||
| 3 | UBS Group AG | 178,325 | 2,586,000 | 10.85% | ||
| 4 | Invesco Ltd. | 144,211 | 2,091,000 | 8.77% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 123,042 | 1,784,000 | 7.49% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 688,000 | 2.89% | PRN | |
| 7 | MORGAN STANLEY | 40,095 | 582,000 | 2.44% | ||
| 8 | ROYAL BANK OF CANADA | 39,837 | 578,000 | 2.43% | ||
| 9 | Edge Wealth Management LLC | 33,500 | 486,000 | 2.04% | SH | |
| 10 | TOMPKINS FINANCIAL CORP | 32,050 | 465,000 | 1.95% | ||
| 11 | WELLS FARGO & COMPANY/MN | 31,253 | 453,000 | 1.90% | ||
| 12 | Horizon Kinetics LLC | 21,747 | 315,000 | 1.32% | ||
| 13 | Strategic Advisors LLC | 21,243 | 308,000 | 1.29% | ||
| 14 | GOLDMAN SACHS GROUP INC | 20,400 | 296,000 | 1.24% | ||
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,858 | 230,000 | 0.97% | ||
| 16 | USCA RIA LLC | 12,000 | 174,000 | 0.73% | ||
| 17 | Bank of New York Mellon Corp | 10,835 | 157,000 | 0.66% | ||
| 18 | Commonwealth Equity Services, Inc | 10,500 | 152,000 | 0.64% | ||
| 19 | MSI Financial Services Inc | 8,109 | 118,000 | 0.50% | ||
| 20 | ADVISOR GROUP, INC. | 5,300 | 76,000 | 0.32% | ||
| 21 | VALLEY NATIONAL ADVISERS INC | 3,095 | 45,000 | 0.19% | ||
| 22 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 1,595 | 23,000 | 0.10% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 22,000 | 0.09% | ||
| 24 | M&R CAPITAL MANAGEMENT INC | 500 | 7,000 | 0.03% | ||
| 25 | CITIGROUP INC | 350 | 5,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
