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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
201 BAIDU INC 158,299 26,143 0.06%
202 NETSUITE INC 26,500,000 26,085 0.06% PRN
203 FLIR SYS INC 834,996 25,843 0.06%
204 AK STL CORP 22,217,000 25,757 0.06% PRN
205 TJX COS INC NEW 321,402 24,821 0.06%
206 QUALCOMM INC 462,895 24,797 0.06%
207 TIME WARNER INC 335,305 24,658 0.06%
208 METLIFE INC 618,570 24,637 0.06%
209 CENTRAL EASTERN EUROPE FD 1,340,504 24,558 0.06%
210 SIGNATURE BANK 194,872 24,343 0.06%
211 GREEN PLAINS INC 21,711,000 24,329 0.06% PRN
212 ICONIX BRAND GROUP INC 29,750,000 24,209 0.06% PRN
213 INTL PAPER CO 565,112 23,949 0.06%
214 LITTELFUSE INC 201,634 23,831 0.05%
215 MEDICINES CO SR GLBL CV NT 22 20,000,000 23,662 0.05% PRN
216 KROGER CO 636,086 23,401 0.05%
217 TANGER FACTORY OUTLET CTRS I 579,028 23,265 0.05%
218 SWISS HELVETIA FD INC 2,247,374 23,260 0.05%
219 ISHARES TR 199,540 23,188 0.05%
220 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
221 MERCADOLIBRE INC 18,048,000 22,887 0.05% PRN
222 AUTOMATIC DATA PROCESSING IN 249,055 22,880 0.05%
223 J2 GLOBAL INC 361,937 22,863 0.05%
224 WOODWARD INC 392,098 22,600 0.05%
225 DR PEPPER SNAPPLE GROUP INC 232,518 22,468 0.05%
226 SALLY BEAUTY HLDGS INC 763,965 22,468 0.05%
227 CISCO SYS INC 782,563 22,451 0.05%
228 VISA INC 299,727 22,230 0.05%
229 MACOM TECH SOLUTIONS HLDGS I 673,150 22,200 0.05%
230 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
231 FOOT LOCKER INC 402,048 22,056 0.05%
232 NOVO-NORDISK A S 406,132 21,841 0.05%
233 DEPOMED INC NOTE 2.500 9/0 18,000,000 21,791 0.05% PRN
234 ALTRA INDL MOTION CORP COM 804,480 21,704 0.05%
235 HCA HOLDINGS INC 281,713 21,694 0.05%
236 BAXTER INTL INC 473,585 21,415 0.05%
237 FACTSET RESH SYS INC 131,016 21,148 0.05%
238 CARRIAGE SVCS INC NOTE 2.750 3/1 17,924,000 21,139 0.05% PRN
239 XCEL ENERGY INC 471,949 21,133 0.05%
240 EXELON CORP 576,464 20,960 0.05%
241 SUMITOMO MITSUI FINL GROUP I 3,649,268 20,873 0.05%
242 TEVA PHARMACEUTICAL INDS LTD 414,202 20,805 0.05%
243 B/E AEROSPACE INC 444,062 20,504 0.05%
244 FRANKS INTL N V 1,385,608 20,243 0.05%
245 GENTHERM INC 591,026 20,242 0.05%
246 PGT INNOVATIONS INC COM 1,964,387 20,233 0.05%
247 BHP BILLITON LTD 706,210 20,169 0.05%
248 GREENBRIER COS INC 18,750,000 20,015 0.05% PRN
249 ALTRA INDL MOTION CORP 17,500,000 19,862 0.05% PRN
250 LGIH 12,750,000 19,826 0.05% PRN
Page 5 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTIC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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