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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
252 PUBLIC SVC ENTERPRISE GRP IN 423,188 19,724 0.05%
253 CALGON CARBON CORP 1,485,470 19,533 0.04%
254 STANDARD PAC CORP NEW 18,026,000 19,468 0.04% PRN
255 STARWOOD WAYPOINT RESIDENTL 17,544,000 19,429 0.04% PRN
256 MADDEN STEVEN LTD COM 562,040 19,210 0.04%
257 CHICOS FAS INC 1,792,168 19,194 0.04%
258 TYSON FOODS INC 286,670 19,146 0.04%
259 JPMORGAN CHINA REGION FD INC 1,257,976 19,121 0.04%
260 PUBLIC STORAGE 74,772 19,110 0.04%
261 GDL FUND 1,922,448 19,089 0.04%
262 WEATHERFORD INTL LTD 17,500,000 19,064 0.04% PRN
263 Lloyds Banking Group Plc 6,377,197 18,940 0.04%
264 BLACKROCK RES COMMODITIES 2,458,605 18,931 0.04%
265 SHUTTERFLY INC 18,935,000 18,852 0.04% PRN
266 RELX PLC 1,003,800 18,771 0.04%
267 HOLOGIC INC 15,389,000 18,716 0.04% PRN
268 AUTOHOME INC 922,368 18,548 0.04%
269 INTUIT 165,817 18,506 0.04%
270 ISHARES TR 535,226 18,390 0.04%
271 MEMORIAL RESOURCE DEV CORP 1,151,525 18,286 0.04%
272 STARWOOD WAYPOINT 4.5 15OCT17 16,500,000 18,232 0.04% PRN
273 COMERICA INC 440,531 18,119 0.04%
274 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
275 KELLOGG CO 219,530 17,924 0.04%
276 MERRIMACK PHARMACEUTI 15,969,000 17,865 0.04% PRN
277 BLACKSTONE MTG TR INC 644,893 17,844 0.04%
278 STARWOOD PPTY TR INC 17,000,000 17,796 0.04% PRN
279 MICROSOFT CORP 346,781 17,744 0.04%
280 NCR CORP NEW 635,475 17,647 0.04%
281 CEMEX SAB DE CV 18,815,000 17,627 0.04% PRN
282 MOLINA HEALTHCARE INC 16,125,000 17,586 0.04% PRN
283 BOULDER GROWTH & INCOME FUND COM 2,157,801 17,542 0.04%
284 COMMUNICATIONS SALES&LEAS 592,367 17,119 0.04%
285 WEBMD HEALTH CORP NOTE 1.50012/0 13,420,000 17,102 0.04% PRN
286 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 16,896,000 17,054 0.04% PRN
287 CHECK POINT SOFTWARE TECH LT 213,494 17,011 0.04%
288 LEXICON PHARMACEUTICALS INC 9,000,000 16,965 0.04% PRN
289 BLOOMIN BRANDS INC 949,045 16,959 0.04%
290 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
291 BLACKHAWK NETWORK 504,520 16,896 0.04%
292 SONY GROUP CORP 574,896 16,873 0.04%
293 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
294 BARD C R INC 71,587 16,834 0.04%
295 WORKDAY INC 15,000,000 16,725 0.04% PRN
296 AMBEV SA 2,811,000 16,613 0.04%
297 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.04% PRN
298 GREAT PLAINS ENERGY INC 540,782 16,439 0.04%
299 HEWLETT PACKARD ENTERPRISE C 899,615 16,435 0.04%
300 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.04% PRN
Page 6 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,118 38,897 0.08%
3 ABBOTT LABS 844,196 33,185 0.07%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,947 8,292 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,925,874 23,226 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,365,492 10,473 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.04%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 300,981 34,098 0.07%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 3,441,704 43,606 0.09%
18 ADEPTUS HEALTH INC 13,000 671 0.00%
19 ADVANCE AUTO PARTS INC 3,620 585 0.00%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCE AUTO PARTS INC 3,471,267 561,060 1.18%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 388,354 2,167 0.00%
23 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,351,626 7,542 0.02%
24 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
25 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
26 AEGON N V 2,145 8 0.00%
27 AERCAP HOLDINGS NV 99,331 3,336 0.01%
28 AES CORP 3,230,726 40,319 0.09%
29 AES CORP 27,707 345 0.00%
30 AETNA INC NEW 4,400 537 0.00%
31 AETNA INC NEW 2,325 283 0.00%
32 AETNA INC NEW 2,312,690 282,448 0.60%
33 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
34 AGILENT TECHNOLOGIES INC 45,731 2,028 0.00%
35 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
36 AGNICO EAGLE MINES LTD 2,500 133 0.00%
37 AGREE RLTY CORP COM 1,000 48 0.00%
38 AIR LEASE CORP 188,658 5,052 0.01%
39 AIR METHODS CORP 46,100 1,651 0.00%
40 AIRCASTLE LTD 8,000 156 0.00%
41 AK STL CORP 22,217,000 25,757 0.05% PRN
42 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
43 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
44 ALASKA AIR GROUP INC 272,848 15,904 0.03%
45 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.02% PRN
46 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
47 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
48 ALEXION PHARMACEUTIC 12 1 0.00%
49 ALIBABA GROUP HLDG LTD 1,762,229 140,150 0.30%
50 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
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