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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001207017-16-000154) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 13,820 2,420 0.01%
2 3M CO 222,149 38,902 0.09%
3 ABBOTT LABS 844,196 33,185 0.08%
4 ABBOTT LABS 7,577 297 0.00%
5 ABBVIE INC 133,900 8,289 0.02%
6 ABERDEEN EMERGING MKTS SMALL 1,832,030 22,094 0.05%
7 ABERDEEN GTR CHINA FD INC 55,202 460 0.00%
8 ABERDEEN INDONESIA FD INC 60,955 373 0.00%
9 ABERDEEN ISRAEL FUND INC COM 52,198 863 0.00%
10 ABERDEEN JAPAN EQUITY FD INC 1,138,022 8,728 0.02%
11 ABERDEEN LATIN AMER EQTY FD 980,626 19,730 0.05%
12 ABERDEEN SINGAPORE FD INC COM 804,787 7,275 0.02%
13 ACADIA RLTY TR COM SH BEN INT 12,415 440 0.00%
14 ACCENTURE PLC IRELAND 988 111 0.00%
15 ACCENTURE PLC IRELAND 202,455 22,936 0.05%
16 ACTIVISION BLIZZARD INC 321,676 12,748 0.03%
17 ADAMS DIVERSIFIED EQUITY FD 2,858,904 36,222 0.08%
18 ADEPTUS HEALTH INC 13,051 674 0.00%
19 ADVANCE AUTO PARTS INC 3,201,723 517,494 1.19%
20 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
21 ADVANCED ACCELERATOR APPLIC 12,673 383 0.00%
22 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 1,125,294 6,279 0.01%
23 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.04% PRN
24 AEGEAN MARINE PETROLEUM NETW 1,258 6 0.00%
25 AERCAP HOLDINGS NV 99,331 3,336 0.01%
26 AES CORP 27,707 345 0.00%
27 AES CORP 3,230,726 40,319 0.09%
28 AETNA INC NEW 2,284,297 278,981 0.64%
29 AETNA INC NEW 4,400 537 0.00%
30 AFFILIATED MANAGERS GROUP 44,685 6,290 0.01%
31 AGILENT TECHNOLOGIES INC 45,700 2,027 0.00%
32 AGNICO EAGLE MINES LTD 2,500 133 0.00%
33 AGNICO EAGLE MINES LTD 296,800 15,878 0.04%
34 AGREE RLTY CORP COM 1,000 48 0.00%
35 AIR LEASE CORP 188,596 5,050 0.01%
36 AIR METHODS CORP 46,100 1,651 0.00%
37 AIRCASTLE LTD 8,000 156 0.00%
38 AK STL CORP 22,217,000 25,757 0.06% PRN
39 AKAMAI TECHNOLOGIES INC 2,462 137 0.00%
40 AKAMAI TECHNOLOGIES INC 18,156,000 17,940 0.04% PRN
41 ALASKA AIR GROUP INC 272,658 15,893 0.04%
42 ALBANY MOLECULAR RESH INC 11,000,000 11,323 0.03% PRN
43 ALEX REAL ESTATE EQ 13,542 1,401 0.00%
44 ALEXANDRIA REAL ESTATE EQ IN 32,058 1,094 0.00%
45 ALIBABA GROUP HLDG LTD 40,210 3,197 0.01%
46 ALIBABA GROUP HLDG LTD 1,882,534 149,717 0.34%
47 ALLERGAN PLC 220 50 0.00%
48 ALLERGAN PLC 1,923,267 444,447 1.02%
49 ALLERGAN PLC 38,998 9,012 0.02%
50 ALLIED MOTION TECHNOLOGIES 4,600 106 0.00%
Page 1 of 27
Restatement filing (0001207017-19-000043) filed in 2019.07.29
#
Name
Shares
Value ($)
%
Options
Notes
301 ADVANCE AUTO PARTS INC 104,854 16,947 0.04%
302 LINKEDIN CORP 17,000,000 16,861 0.04% PRN
303 BARD C R INC 71,595 16,836 0.04%
304 WORKDAY INC 15,000,000 16,725 0.04% PRN
305 SPDR SERIES TRUST 541,467 16,666 0.04% PRN
306 AMBEV SA 2,811,000 16,613 0.04%
307 SNAP ON INC 104,908 16,556 0.03%
308 BLACKHAWK NETWORK 492,426 16,491 0.03%
309 EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 14,500,000 16,484 0.03% PRN
310 GREAT PLAINS ENERGY INC 540,821 16,440 0.03%
311 HEWLETT PACKARD ENTERPRISE C 899,698 16,437 0.03%
312 RYLAND GROUP INC SR NT CV 0.25 19 17,539,000 16,322 0.03% PRN
313 WAL-MART STORES INC 222,586 16,253 0.03%
314 STARWOOD PPTY TR INC SR CV NT 3.75 17 15,983,000 16,192 0.03% PRN
315 AEGEAN MARINE PETE NETWORK I 20,400,000 16,116 0.03% PRN
316 TATA MTRS LTD 464,384 16,100 0.03%
317 IRON MTN INC NEW 401,442 15,989 0.03%
318 CYPRESS SEMICONDUCTOR CORP 1,508,978 15,919 0.03%
319 ALASKA AIR GROUP INC 272,848 15,904 0.03%
320 AGNICO EAGLE MINES LTD 296,800 15,878 0.03%
321 POWERSHARES ETF TR II 852,030 15,677 0.03% PRN
322 LIBERTY ALL STAR EQUITY FD 3,121,997 15,672 0.03%
323 DCT Industrial Trust Inc 322,867 15,510 0.03%
324 GLOBAL PMTS INC 212,936 15,199 0.03%
325 ALLSTATE CORP 216,840 15,167 0.03%
326 MICROSEMI CORP 462,837 15,125 0.03%
327 CMS ENERGY CORP 329,262 15,099 0.03%
328 SOLAZYME INC 29,287,000 15,064 0.03% PRN
329 GREAT WESTERN BANCORP INC COM 476,859 15,040 0.03%
330 REINSURANCE GROUP AMER INC 154,279 14,963 0.03%
331 AMERICAN TOWER CORP NEW 131,400 14,928 0.03%
332 KOREA EQUITY FD INC COM 1,891,621 14,868 0.03%
333 REALPAGE INC COM 661,812 14,778 0.03%
334 KINDER MORGAN INC DEL 787,000 14,732 0.03%
335 COMPANHIA DE SANEAMENTO BASI 1,615,518 14,475 0.03%
336 POOL CORPORATION 153,413 14,425 0.03%
337 PNM RES INC 405,273 14,362 0.03%
338 UNILEVER N V 300,091 14,086 0.03%
339 ALLSCRIPTS HEALTHCARE SOLUTN 14,000,000 14,052 0.03% PRN
340 AMC NETWORKS INC CL A 232,245 14,032 0.03%
341 REPUBLIC SVCS INC 270,932 13,901 0.03%
342 ARCH CAP GROUP LTD 192,453 13,856 0.03%
343 EOG RES INC 165,935 13,842 0.03%
344 WRIGHT MED GROUP INC SR CONV NT 2 20 15,038,000 13,816 0.03% PRN
345 THERAVANCE INC NOTE 2.125 1/1 17,373,000 13,811 0.03% PRN
346 CELGENE CORP 136,401 13,453 0.03%
347 SCHOLASTIC CORP 339,224 13,436 0.03%
348 PROOFPOINT INC NOTE 1.25012/1 8,000,000 13,405 0.03% PRN
349 FIRST TR/ABERDEEN EMERG OPT 910,607 13,404 0.03%
350 AMTRUST FINL SVCS INC 17,000,000 13,175 0.03% PRN
Page 7 of 30