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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
901 WYNDHAM WORLDWIDE CORP 7,073 476 0.00%
902 GENERAL DYNAMICS CORP 3,024 469 0.00%
903 TEXAS INSTRS INC 6,650 466 0.00%
904 EMERSON ELEC CO 8,507 463 0.00%
905 LILLY ELI & CO 5,755 461 0.00%
906 BRISTOL MYERS SQUIBB CO 8,561 461 0.00%
907 PENNEY J C INC 49,817 459 0.00%
908 ABERDEEN GTR CHINA FD INC 50,411 458 0.00%
909 FIFTH THIRD BANCORP 22,412 458 0.00%
910 ZOETIS INC 8,770 456 0.00%
911 BRISTOL MYERS SQUIBB CO 8,397 452 0.00%
912 ACADIA RLTY TR COM SH BEN INT 12,415 449 0.00%
913 ROYAL DUTCH SHELL PLC 8,964 448 0.00%
914 VALE S A 81,307 447 0.00%
915 COMCAST CORP NEW 6,749 447 0.00%
916 BLACKROCK MUNI N Y INTER DUR 28,900 445 0.00% PRN
917 EQUITY RESIDENTIAL 6,896 443 0.00%
918 VODAFONE GROUP PLC NEW 15,218 443 0.00%
919 PIONEER NAT RES CO 2,378 441 0.00%
920 SANDERSON FARMS INC 4,536 436 0.00%
921 ARMADA HOFFLER PPTYS INC 32,537 435 0.00%
922 VANGUARD WORLD FD 3,600 433 0.00%
923 BEST BUY INC 11,229 428 0.00%
924 INTEL CORP 11,270 425 0.00%
925 AMGEN INC 2,525 421 0.00%
926 HP INC 27,156 421 0.00%
927 MCKESSON CORP 2,497 416 0.00%
928 CITRIX SYS INC 4,881 415 0.00%
929 TETRALOGIC PHARMACEUTICALS C 5,239,000 415 0.00% PRN
930 AETNA INC NEW 3,580 413 0.00%
931 ALPHABET INC 531 412 0.00%
932 ROSS STORES INC 6,400 411 0.00%
933 AUTOZONE INC 530 407 0.00%
934 CRITEO S A SPONS ADS 11,600 407 0.00%
935 WELLCARE HEALTH PLANS INC 3,472 406 0.00%
936 AMGEN INC 2,427 404 0.00%
937 AVG Technologies NV 16,038 401 0.00%
938 LAUDER ESTEE COS INC 4,534 401 0.00%
939 SCHLUMBERGER LTD 5,100 401 0.00%
940 NUVEEN QUALITY MUNCP INCOME 26,590 400 0.00% PRN
941 ISHARES TR NEW YORK MUN ETF 3,500 399 0.00% PRN
942 NUVEEN AMT FREE QLTY MUN INC 27,200 397 0.00% PRN
943 ALTRIA GROUP INC 6,286 397 0.00%
944 CIGNA CORPORATION 3,032 395 0.00%
945 VANECK VECTORS ETF TR 13,700 394 0.00% PRN
946 MOLSON COORS BREWING CO 3,555 390 0.00%
947 ABERDEEN INDONESIA FD INC 58,375 385 0.00%
948 ISHARES TR 3,300 384 0.00% PRN
949 BANK AMER CORP 24,530 383 0.00%
950 ENTERGY CORP NEW 5,000 383 0.00%
Page 19 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
1 BAUSCH HEALT 1 0 0.00%
2 VALE S A 50 0 0.00%
3 JAZZ PHARMACEUTICALS PLC 7 0 0.00%
4 INTERVAL LEISURE GROUP INC 43 0 0.00%
5 TOTAL SYS SVCS INC 20 0 0.00%
6 TIME INC NEW 53 0 0.00%
7 COGNIZANT TECHNOLOGY SOLUTIO 20 0 0.00%
8 Corrections Cp Amer Ne 1 0 0.00%
9 WHIRLPOOL CORP 6 0 0.00%
10 JOY GLOBAL INC 25 0 0.00%
11 RMR GROUP INC 6 0 0.00%
12 SALESFORCE COM INC 17 1 0.00%
13 REGENERON PHARMACEUTICALS 4 1 0.00%
14 T MOBILE US INC 31 1 0.00%
15 NETFLIX INC 12 1 0.00%
16 ELECTRONIC ARTS INC 17 1 0.00%
17 GATX CORP 28 1 0.00%
18 GERDAU S A 576 1 0.00%
19 GAP 50 1 0.00%
20 L BRANDS INC 26 1 0.00%
21 GRAPHIC PACKAGING HLDG CO 126 1 0.00%
22 ALEXION PHARMACEUTICALS INC 12 1 0.00%
23 SIRIUS XM HOLDINGS INC 368 1 0.00%
24 MASCO CORP 45 1 0.00%
25 AMPHENOL CORP NEW 23 1 0.00%
26 CADENCE DESIGN SYSTEM INC 65 1 0.00%
27 CREDIT SUISSE GROUP 182 2 0.00%
28 NOAH HOLDINGS LTD CL A ADR 100 2 0.00%
29 WESTROCK CO 48 2 0.00%
30 AMERICAN INTL GROUP INC 37 2 0.00%
31 NVIDIA CORPORATION 34 2 0.00%
32 INTERPUBLIC GROUP COS INC 105 2 0.00%
33 LEAR CORP 22 2 0.00%
34 CRITEO S A SPONS ADS 100 3 0.00%
35 PANERA BREAD CO 24 4 0.00%
36 INTERNATIONAL FLAVORS&FRAGRA 32 4 0.00%
37 NORDIC AMERICAN TANKERS LIMI 460 4 0.00%
38 DOLLAR GEN CORP NEW 84 5 0.00%
39 NASDAQ INC 77 5 0.00%
40 NATIONAL RETAIL PPTYS INC 100 5 0.00%
41 GOLDMAN SACHS GROUP INC 33 5 0.00%
42 SKYWEST INC 200 5 0.00%
43 GRAINGER W W INC 25 5 0.00%
44 CHILDRENS PL INC 73 5 0.00%
45 BANCO SANTANDER CHILE NEW 273 5 0.00%
46 CHEESECAKE FACTORY INC 100 5 0.00%
47 LLOYDS BANKING GROUP PLC 2,376 6 0.00%
48 NATIONAL HEALTHCARE CORP COM 100 6 0.00%
49 WIX COM LTD 141 6 0.00%
50 BGC PARTNERS INCORPORATED CLASS A 689 6 0.00%
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