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ISHARES TR NEW YORK MUN ETF
ISHARES TR NEW YORK MUN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 47 Institutional holders with a total value of $57,846,678.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 134,053 15,284,000 26.42%
2 UBS Group AG 86,746 9,890,000 17.10%
3 ARROW FINANCIAL CORP 36,294 4,138,000 7.15%
4 MORGAN STANLEY 27,997 3,192,000 5.52%
5 WELLS FARGO & COMPANY/MN 21,818 2,488,000 4.30%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,928 2,044,000 3.53%
7 ALESCO ADVISORS LLC 17,395 1,983,000 3.43%
8 GREAT AMERICAN GROUP, INC. 12,144 1,385,000 2.39%
9 Eagle Ridge Investment Management 10,900 1,243,000 2.15%
10 ENVESTNET ASSET MANAGEMENT INC 10,309 1,175,000 2.03%
11 CAPRIN ASSET MANAGEMENT LLC /ADV 10,068 1,148,000 1.98%
12 Private Advisor Group, LLC 9,245 1,051,000 1.82%
13 AMERIPRISE FINANCIAL INC 9,084 1,036,000 1.79%
14 JANE STREET GROUP, LLC 7,521 858,000 1.48%
15 Raymond James Financial Services Advisors, Inc. 7,087 808,000 1.40%
16 LPL Financial LLC 6,777 770,000 1.33%
17 ROYAL BANK OF CANADA 6,451 736,000 1.27%
18 Commonwealth Equity Services, Inc 6,432 733,000 1.27%
19 CITIGROUP INC 6,421 732,000 1.27%
20 BAILARD, INC. 6,075 693,000 1.20%
21 AllSquare Wealth Management LLC 5,413 617,000 1.07%
22 STARFIRE INVESTMENT ADVISERS, INC. 5,165 588,889 1.02%
23 BlackRock Investment Management, LLC 4,680 534,000 0.92%
24 MSI Financial Services Inc 4,508 514,000 0.89%
25 North Star Investment Management Corp. 4,200 479,000 0.83%
26 Fort Point Capital Partners LLC 3,800 433,000 0.75%
27 LAZARD ASSET MANAGEMENT LLC 3,500 399,000 0.69% PRN
28 Virtu KCG Holdings LLC 2,945 336,000 0.58%
29 THOMPSON SIEGEL & WALMSLEY LLC 2,450 279,000 0.48%
30 Betterment LLC 2,440 278,000 0.48%
31 Silver Lake Advisory, LLC 2,149 245,000 0.42%
32 RELIANCE TRUST CO OF DELAWARE 1,834 209,000 0.36%
33 COLONY GROUP LLC 1,831 209,000 0.36%
34 Chesley Taft & Associates LLC 1,800 205,000 0.35%
35 ADVISOR GROUP, INC. 1,579 180,000 0.31%
36 WEALTHCARE CAPITAL MANAGEMENT LLC 1,573 179,000 0.31%
37 Chicago Partners Investment Group LLC 1,520 173,000 0.30%
38 GUIDANT WEALTH ADVISORS 1,110 126,000 0.22%
39 ROCKEFELLER FINANCIAL SERVICES INC 777 89,000 0.15%
40 BROWN BROTHERS HARRIMAN & CO 720 82,000 0.14%
41 Focused Wealth Management, Inc 672 77,000 0.13%
42 Tortoise Investment Management, LLC 600 68,000 0.12%
43 JPMORGAN CHASE & CO 525 60,000 0.10%
44 BALDWIN WEALTH PARTNERS LLC/MA 350 40,000 0.07%
45 Patten Group, Inc. 326 36,789 0.06%
46 Creative Planning 200 23,000 0.04%
47 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.