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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 4,137 holdings with a total value of $175,466,786,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 BIODEL INC 117,056 40,000 0.00%
102 WESTPORT FUEL SYSTEMS INC 20,119 40,000 0.00%
103 UNITED STATES ANTIMONY CORP 139,769 40,000 0.00%
104 Enservco Corp 77,749 41,000 0.00%
105 ISRAEL CHEMICALS LTD SHS 10,381 42,000 0.00%
106 FIFTH STR ASSET MGMT INC 13,014 42,000 0.00%
107 CYCLACEL PHARMACEUTICALS INC 86,477 43,000 0.00%
108 CVSL INC. WARRANTS EXP 2/27/20 44,389 43,000 0.00%
109 EV Energy Partners, L.P. 15,552 43,000 0.00%
110 STEALTHGAS INC SHS 12,561 43,000 0.00%
111 ONCONOVA THERAPEUTICS 46,064 44,000 0.00%
112 OXIGENE INC 60,393 44,000 0.00%
113 GENERAL FIN CORP DEL 11,039 44,000 0.00%
114 ENSYNC INC 116,581 44,000 0.00%
115 EDAP TMS S A SPONSORED ADR 10,726 44,000 0.00%
116 PLURISTEM THERAPEUTICS INC 39,159 44,000 0.00%
117 LUNA INNOVATIONS 41,071 44,000 0.00%
118 DRYSHIPS INC 261,478 45,000 0.00%
119 NYMOX PHARMACEUTICAL CORP 14,309 46,000 0.00%
120 TRANSGLOBE ENERGY CORP 25,863 46,000 0.00%
121 Royal Bancshares of Pennsylvania, Inc. 22,215 46,000 0.00%
122 GULF RESOURCES INC COM PAR $0.0005 26,055 46,000 0.00%
123 ARCELORMITTAL SA LUXEMBOURG 11,409 47,000 0.00%
124 EMERSON RADIO CORP NEW 3/94 48,121 47,000 0.00%
125 AMERISERV FINL INC 14,728 47,000 0.00%
126 CARDICA INC 308,969 47,000 0.00%
127 WHEELER REAL ESTATE INVT TR 24,371 47,000 0.00%
128 CEMTREX INC 20,259 47,000 0.00%
129 Neothetics Inc 35,946 49,000 0.00%
130 KAMADA LTD 12,009 49,000 0.00%
131 HARMONY GOLD MINING CO LTD 54,980 50,000 0.00%
132 Star Bulk Carriers Corp. 83,003 50,000 0.00%
133 BREITBURN ENERGY PARTNERS LP COM 75,479 50,000 0.00%
134 BLUELINX HLDGS INC 96,746 51,000 0.00%
135 ENTEROMEDICS INC 392,697 51,000 0.00%
136 COFFEE HLDGS INC 13,327 51,000 0.00%
137 EVOKE PHARMA INC 15,864 52,000 0.00%
138 U S GLOBAL INVS INC 45,139 52,000 0.00%
139 CODE REBEL CORP 19,694 52,000 0.00%
140 CAMTEK LTD 24,303 52,000 0.00%
141 GENERAL MOLY INC 263,354 52,000 0.00%
142 GEVO INC 84,570 52,000 0.00%
143 ARC GROUP WORLDWIDE INC 32,526 53,000 0.00%
144 HEAT BIOLOGICS INC 22,034 53,000 0.00%
145 ACURA PHARMACEUTICALS INC 21,045 53,000 0.00%
146 Stereotaxis Inc 72,154 53,000 0.00%
147 MEMORIAL PRODTN PARTNERS LP 20,313 53,000 0.00%
148 QLT INC 20,523 54,000 0.00%
149 CROSSROADS SYS INC COM NEW 50,524 54,000 0.00%
150 SWISHER HYGIENE INCNEW 57,403 55,000 0.00%
Page 3 of 83

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-16-000016, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.