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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,029 holdings with a total value of $198,583,700,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 CERULEAN PHARMA INC 88,553 90,000 0.00%
202 ENGLOBAL CORP 60,208 90,000 0.00%
203 ABERDEEN CHILE FD INC 14,374 90,000 0.00%
204 NXT ID INC 30,091 90,000 0.00%
205 SMITH MICRO SOFTWARE INC 45,086 91,000 0.00%
206 AMEC FOSTER WHEELER PLC 12,384 91,000 0.00%
207 VERTEX ENERGY INC 79,870 91,000 0.00%
208 TORCHLIGHT ENERGY RES INC 84,269 91,000 0.00%
209 MAXPOINT INTERACTIVE INC 10,329 92,000 0.00%
210 CONCORDIA INTERNATIONAL CORP COM 20,598 92,000 0.00%
211 HEMISPHERX BIOPHARMA INC 74,831 93,000 0.00%
212 MAGNEGAS CORP 144,434 93,000 0.00%
213 POLARITYTE INC COM 27,619 94,000 0.00%
214 ADESTO TECHNOLOGIES CORP 43,069 94,000 0.00%
215 QUOTIENT LTD 12,111 94,000 0.00%
216 GLOWPOINT INC 340,724 95,000 0.00%
217 GSE SYS INC 33,536 96,000 0.00%
218 ECO STIM ENERGY SOLUTIONS IN 45,860 97,000 0.00%
219 OncoSec Medical Inc 57,031 97,000 0.00%
220 MILESTONE SCIENTIFIC INC 45,410 98,000 0.00%
221 STAR BULK CARRIERS CORP 21,617 98,000 0.00%
222 SEARS CDA INC COM 40,278 98,000 0.00%
223 ROYAL BANK OF SCOTLAND GRP PLC ADR SPONSORED 21,092 98,000 0.00%
224 KANDI TECHNOLOGIES GROUP INC 17,878 98,000 0.00%
225 CELSION CORPORATION COM PAR $0.01 81,576 99,000 0.00%
226 AUDIOCODES LTD 18,720 99,000 0.00%
227 MARINUS PHARMACEUTICALS INC 55,658 101,000 0.00%
228 QUALSTAR CORP 25,985 101,000 0.00%
229 IMATION CORP 161,044 101,000 0.00%
230 NOMURA HLDGS INC 22,898 101,000 0.00%
231 STOCK MNG INC 280,703 102,000 0.00%
232 TRIANGLE PETE CORP 371,147 102,000 0.00%
233 GLOBALSCAPE INC 29,423 105,000 0.00%
234 UNITED SEC BANCSHARES INC 10,049 106,000 0.00%
235 BLUEKNIGHT ENERGY 17,550 106,000 0.00%
236 AMEDICA CORP 114,757 106,000 0.00%
237 ASURE SOFTWARE INC COM 16,647 106,000 0.00%
238 RETRACTABLE TECHNOLOGIES INC 41,762 106,000 0.00%
239 LEJU HLDGS LTD SPONSORED ADS 20,078 107,000 0.00%
240 TELECOM ITALIA SPA ADR SPONSORED 12,972 107,000 0.00%
241 American River Bankshares 10,038 108,000 0.00%
242 DIGITAL ALLY INC 18,324 108,000 0.00%
243 PALATIN TECHNOLOGIES INC COM 173,120 108,000 0.00%
244 UQM TECHNOLOGIES INC COM 176,536 108,000 0.00%
245 MFRI INC 14,425 109,000 0.00%
246 IDEAL PWR INC 21,224 109,000 0.00%
247 MAST THERAPEUTICS 1,012,559 111,000 0.00%
248 ADAPTIMMUNE THERAPEUTICS PLC 16,141 113,000 0.00%
249 FEMALE HEALTH CO 93,315 113,000 0.00%
250 TOKAI PHARMACEUTICALS INC 74,171 113,000 0.00%
Page 5 of 81

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-16-000019, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.