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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,034 holdings with a total value of $215,037,872,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 RENNOVA HEALTH INC 18,562 1,000 0.00%
2 TRANSGENOMIC INC 13,347 3,000 0.00%
3 MEMORIAL PRODTN PARTNERS 37,702 4,000 0.00%
4 IAO KUN GROUP HLDG CO LTD 20,655 5,000 0.00%
5 AMPLIPHI BIOSCIENCES CORP 17,690 7,000 0.00%
6 PEDEVCO CORP 61,846 7,000 0.00%
7 STRATA SKIN SCIENCES INC COM 16,057 7,000 0.00%
8 SPHERE 3D CORP NEW 24,109 7,000 0.00%
9 INNOCOLL HLDGS PLC 12,226 8,000 0.00%
10 METABOLIX INC 36,575 12,000 0.00%
11 SIFY TECHNOLOGIES LTD 17,787 12,000 0.00%
12 COPSYNC INC 18,147 14,000 0.00%
13 GIGA TRONICS INC 19,463 15,000 0.00%
14 LIGHTBRIDGE CORP 13,315 15,000 0.00%
15 VERSAR INC 11,390 15,000 0.00%
16 MICRONET ENERTEC TECH INC COM 11,589 15,000 0.00%
17 DOCUMENT SEC SYS INC 25,401 16,000 0.00%
18 RICEBRAN TECHNOLOGIES 15,640 16,000 0.00%
19 INFOSONICS CORP 41,938 16,000 0.00%
20 ACURA PHARMACEUTICALS INC 21,129 16,000 0.00%
21 Catalyst Biosciences 25,716 16,000 0.00%
22 AURIS MED HLDG AG 16,008 17,000 0.00%
23 ENTERTAINMENT GAMING ASIA IN 12,537 17,000 0.00%
24 AMERICAN ELECTRIC TECHS 11,601 17,000 0.00%
25 Pieris Pharmaceuticals 12,868 18,000 0.00%
26 CHINA INFORMATION 25,627 18,000 0.00%
27 RMG NETWORKS HLDG CORP 27,670 18,000 0.00%
28 RXI PHARMACEUTICALS CORP NEW 26,638 19,000 0.00%
29 Jaguar Animal Health Inc 27,742 19,000 0.00%
30 SUNSHINE HEART INC 55,448 19,000 0.00%
31 WECAST NETWORK INC 15,827 19,000 0.00%
32 PERFUMANIA HLDGS INC 13,983 20,000 0.00%
33 HARRIS & HARRIS GROUP INC 15,110 20,000 0.00%
34 NET ELEMENT INC 26,851 20,000 0.00%
35 ProNAi Therapeutics, Inc. 13,511 20,000 0.00%
36 ADDVANTAGE TECHNOLOGIES GP I 11,928 21,000 0.00%
37 Biocept Inc 27,210 21,000 0.00%
38 AKERS BIOSCIENCES INC 12,000 22,000 0.00%
39 IMMUNOCELLULAR THERAPEUTICS 10,995 22,000 0.00%
40 UNITED MICROELECTRONICS CORP SPON ADR NEW 12,866 22,000 0.00%
41 FORWARD INDS INC N Y 18,823 23,000 0.00%
42 CLEVELAND BIOLABS INC 16,688 23,000 0.00%
43 SUNLINK HEALTH SYS INC COM 19,190 23,000 0.00%
44 BARNWELL INDS INC 14,145 23,000 0.00%
45 SPHERIX INC 22,983 23,000 0.00%
46 BIOSTAGE INC 27,356 24,000 0.00%
47 HOUSTON AMERN ENERGY CORP 135,281 24,000 0.00%
48 ARCADIA BIOSCIENCES INC 26,228 24,000 0.00%
49 IGNITE RESTAURANT GROUP INCORPORATED 45,038 24,000 0.00%
50 U S ENERGY CORP WYO 19,826 25,000 0.00%
Page 1 of 81

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214717-17-000006, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.