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ProNAi Therapeutics, Inc.
ProNAi Therapeutics, Inc.. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $14,247,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VIVO CAPITAL, LLC 2,438,270 3,633,000 25.50%
2 FRAZIER MANAGEMENT LLC 2,186,195 3,257,000 22.86%
3 DEERFIELD MANAGEMENT COMPANY, L.P. 1,166,619 1,738,000 12.20%
4 SABBY MANAGEMENT, LLC 940,841 1,402,000 9.84%
5 PNC FINANCIAL SERVICES GROUP, INC. 746,738 1,113,000 7.81%
6 AWM Investment Company, Inc. 500,000 745,000 5.23%
7 BRIDGEWAY CAPITAL MANAGEMENT, LLC 280,300 418,000 2.93%
8 GREENLEAF TRUST 214,109 319,000 2.24%
9 BAKER BROS. ADVISORS LP 200,000 298,000 2.09%
10 FMR LLC 197,100 294,000 2.06%
11 VHCP MANAGEMENT II, LLC 130,798 195,000 1.37%
12 D. E. Shaw & Co., Inc. 89,905 134,000 0.94%
13 Virtu KCG Holdings LLC 58,204 87,000 0.61%
14 VHCP Management, LLC 56,056 84,000 0.59%
15 MILLENNIUM MANAGEMENT LLC 49,000 73,000 0.51%
16 Minerva Advisors LLC 46,909 70,000 0.49%
17 GOLDMAN SACHS GROUP INC 39,901 59,000 0.41%
18 JPMORGAN CHASE & CO 31,515 47,000 0.33%
19 RAYMOND JAMES TRUST N.A. 29,030 43,000 0.30%
20 WEDBUSH SECURITIES INC 28,823 43,000 0.30%
21 MORGAN STANLEY 18,535 28,000 0.20%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,677 26,000 0.18%
23 CONNABLE OFFICE INC 15,861 24,000 0.17%
24 GEODE CAPITAL MANAGEMENT, LLC 13,511 20,000 0.14%
25 TWO SIGMA SECURITIES, LLC 13,226 20,000 0.14%
26 COMERICA BANK 10,331 16,000 0.11%
27 A.R.T. Advisors, LLC 10,300 15,000 0.11%
28 WELLS FARGO & COMPANY/MN 9,162 14,000 0.10%
29 BANK OF AMERICA CORP /DE/ 8,575 13,000 0.09%
30 BARCLAYS PLC 5,410 8,000 0.06%
31 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,192 8,000 0.06%
32 ROYAL BANK OF CANADA 1,378 2,000 0.01%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 791 1,000 0.01%
34 CITIGROUP INC 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.