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Institutional Investment Manager
GEODE CAPITAL MANAGEMENT, LLC
GEODE CAPITAL MANAGEMENT, LLC (CIK: 0001214717) incorporated in Delaware, located at 100 Summer Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001214717-17-000008) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1 APPLE INC 54,536,378 7,824,218 3.17%
2 MICROSOFT CORP 80,250,708 5,278,327 2.14%
3 JOHNSON & JOHNSON 28,948,146 3,600,801 1.46%
4 AMAZON COM INC 3,953,637 3,500,176 1.42%
5 EXXON MOBIL CORP 41,054,160 3,362,136 1.36%
6 FACEBOOK INC 23,171,236 3,286,843 1.33%
7 JPMORGAN CHASE & CO 35,529,837 3,116,592 1.26%
8 BERKSHIRE HATHAWAY INC DEL 18,614,198 3,098,544 1.26%
9 ALPHABET INC 3,087,253 2,613,901 1.06%
10 HERITAGE OAKS BANCORP COM 194,847 2,601,207 1.05%
11 ALPHABET INC 3,090,355 2,560,188 1.04%
12 AT&T INC 61,081,195 2,534,388 1.03%
13 GENERAL ELECTRIC CO 84,359,884 2,510,307 1.02%
14 WELLS FARGO & CO NEW 44,788,457 2,489,406 1.01%
15 BANK AMER CORP 99,829,926 2,351,705 0.95%
16 PROCTER AND GAMBLE CO 25,770,428 2,312,290 0.94%
17 PFIZER INC 59,296,844 2,025,708 0.82%
18 CHEVRON CORP NEW 18,461,001 1,979,337 0.80%
19 INTEL CORP 53,934,059 1,943,037 0.79%
20 VERIZON COMMUNICATIONS INC 38,826,004 1,890,013 0.77%
21 HOME DEPOT INC 12,359,642 1,812,284 0.73%
22 CISCO SYS INC 53,471,217 1,804,977 0.73%
23 MERCK & CO INC 27,574,806 1,749,680 0.71%
24 COMCAST CORP NEW 46,585,566 1,748,680 0.71%
25 DISNEY WALT CO 15,047,184 1,703,892 0.69%
26 PHILIP MORRIS INTL INC 15,001,984 1,691,297 0.69%
27 VISA INC 18,878,856 1,675,474 0.68%
28 PEPSICO INC 14,870,323 1,661,180 0.67%
29 CITIGROUPINC 27,004,602 1,613,103 0.65%
30 INTERNATIONAL BUSINESS MACHS 9,055,938 1,574,908 0.64%
31 COCA COLA CO 35,952,332 1,523,514 0.62%
32 UNITEDHEALTH GROUP INC 8,996,397 1,473,315 0.60%
33 ORACLE CORP 29,139,621 1,298,055 0.53%
34 ALTRIA GROUP INC 18,084,668 1,289,688 0.52%
35 AMGEN INC 7,460,812 1,222,415 0.50%
36 3M CO 6,303,345 1,204,437 0.49%
37 MASTERCARD INCORPORATED 10,023,151 1,125,829 0.46%
38 WAL-MART STORES INC 15,364,982 1,105,993 0.45%
39 MCDONALDS CORP 8,299,563 1,074,230 0.44%
40 MEDTRONIC PLC 13,308,812 1,070,622 0.43%
41 BOEING CO 6,056,492 1,069,745 0.43%
42 SCHLUMBERGER LTD 13,495,876 1,052,513 0.43%
43 GILEAD SCIENCES INC 14,411,834 977,616 0.40%
44 ABBVIE INC 14,896,412 969,204 0.39%
45 QUALCOMM INC 16,922,363 969,153 0.39%
46 HONEYWELL INTL INC 7,662,095 955,460 0.39%
47 CELGENE CORP 7,654,180 951,066 0.39%
48 PRICELINE GRP INC 525,746 934,597 0.38%
49 STARBUCKS CORP 15,996,798 932,871 0.38%
50 BRISTOL MYERS SQUIBB CO 17,052,373 926,046 0.38%
Page 1 of 96
Restatement filing (0001214717-17-000009) filed in 2017.06.21
#
Name
Shares
Value ($)
%
Options
Notes
301 COVANTA HLDG CORP 2,427 38 0.00%
302 LIFEPOINT HEALTH INC 591 38 0.00%
303 KINGOLD JEWELRY INC 32,758 38 0.00%
304 Francesca's Holdings Corp 2,499 38 0.00%
305 HELEN OF TROY CORP LTD 407 38 0.00%
306 ORAGENICS INC COM NEW 89,941 39 0.00%
307 MID CON ENERGY PARTNERS LP COM UNIT REPST 16,828 39 0.00%
308 EDAP TMS S A SPONSORED ADR 14,083 39 0.00%
309 ARRAY BIOPHARMA INC 4,454 39 0.00%
310 HEMISPHERX BIOPHARMA INC 74,832 40 0.00%
311 ONCOBIOLOGICS INC 15,052 40 0.00%
312 SPI ENERGY CO LTD 34,226 40 0.00%
313 LYDALL INC COM 754 40 0.00%
314 VERINT SYS INC 935 40 0.00%
315 SKYLINE MED INC 19,298 40 0.00%
316 MILLERKNOLL INC 1,288 40 0.00%
317 CANTEL MEDICAL CORP 502 40 0.00%
318 KADMON HLDGS INC 11,457 41 0.00%
319 XENON PHARMACEUTICALS INC 10,386 41 0.00%
320 ALLIQUA BIOMEDICAL INC 82,393 41 0.00%
321 CARDIOME PHARMA CORP 13,726 41 0.00%
322 GULF RESOURCES INC COM PAR $0.0005 23,192 41 0.00%
323 INSIGNIA SYS INC 28,672 42 0.00%
324 BRADY CORP 1,109 42 0.00%
325 NEOVASC INC 27,711 42 0.00%
326 CARBONITE INC COM 2,074 42 0.00%
327 CLOVIS ONCOLOGY INC 665 42 0.00%
328 WECAST NETWORK INC 20,793 42 0.00%
329 180 DEGREE CAP CORP 29,285 42 0.00%
330 GEVO INC 37,103 42 0.00%
331 SMITH MICRO SOFTWARE INC 45,306 42 0.00%
332 RITTER PHARMACEUTICALS INC 29,614 42 0.00%
333 GLOBAL NET LEASE INC 1,782 42 0.00%
334 DUPONT FABROS TECHNOLOGY INC 887 43 0.00%
335 CALITHERA BIOSCIENCES INCORPORATED 3,793 43 0.00%
336 AVIS BUDGET GROUP 1,460 43 0.00%
337 SOPHIRIS BIO INC 15,227 43 0.00%
338 ROKA BIOSCIENCE INC COM NEW 12,233 43 0.00%
339 O2MICRO INTERNATIONAL LTD SPONS ADR 18,420 43 0.00%
340 SCHLUMBERGER LTD 576 44 0.00%
341 KIMCO RLTY CORP 1,994 44 0.00%
342 GULFMARK OFFSHORE INC 126,894 44 0.00%
343 HARRIS CORP 396 44 0.00%
344 WESTAMERICA BANCORPORATION COM 795 44 0.00%
345 CHEVRON CORP NEW 416 44 0.00%
346 POINTS INTL LTD 5,876 45 0.00%
347 LANTRONIX INC 11,642 45 0.00%
348 KINROSS GOLD CORP 12,892 45 0.00%
349 CONSOL ENERGY INC 2,686 45 0.00%
350 KFORCE INC COM 1,895 45 0.00%
Page 7 of 96