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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ZIMMER BIOMET HLDGS INC 13,379 1,740 0.36%
2 YUME INC 74,277 295 0.06%
3 WSI INDS INC 75,352 277 0.06%
4 WPX ENERGY INC 982,109 12,954 2.70%
5 WIRELESS TELECOM GROUP INC 59,167 98 0.02%
6 WILLIAMS CLAYTON ENERGY INC 651,651 55,677 11.59%
7 WIDEPOINT CORP 189,500 81 0.02%
8 WHITING PETROLEUM CORP COM 1,238,337 10,823 2.25%
9 WHITING PETROLEUM CORP COM 50,000 437 0.09% Call
10 WESTMORELAND COAL CO COM 13,254 117 0.02%
11 WESTERN ASSET EMERGING MKTS 10,060 164 0.03%
12 WAL-MART STORES INC 8,337 601 0.13%
13 W T OFFSHORE INC 119,555 210 0.04%
14 VOYA RISK MANAGED NAT RES FD 33,640 230 0.05%
15 VISTA OUTDOOR INC 7,600 303 0.06%
16 VISHAY INTERTECHNOLOGY INC 10,022 141 0.03%
17 VIKING THERAPEUTICS INC 33,000 46 0.01%
18 VERMILION ENERGY INC 20,353 789 0.16%
19 VERIFONE SYS INC 51,000 803 0.17%
20 VANGUARD INDEX FDS 5,510 478 0.10%
21 VANGUARD INDEX FDS 7,660 853 0.18%
22 VAALCO ENERGY INC 93,500 87 0.02%
23 UNIVERSAL INS HLDGS INC 17,552 442 0.09%
24 UNITEDHEALTH GROUP INC 9,610 1,345 0.28%
25 UNITED THERAPEUTICS CORP DEL 2,400 283 0.06%
26 UNITED RENTALS INC 6,108 479 0.10%
27 UNITED CONTL HLDGS INC 14,083 739 0.15%
28 UNIT CORP COM 38,604 718 0.15%
29 ULTRA CLEAN HLDGS INC 39,700 294 0.06%
30 U S G CORP 15,981 413 0.09%
31 Teekay Tankers Ltd. 57,500 145 0.03%
32 TTM TECHNOLOGIES 11,151 128 0.03%
33 TRONOX LTD SHS CL A 13,551 127 0.03%
34 TRINITY BIOTECH PLC 51,938 687 0.14%
35 TRAVELERS COMPANIES INC 9,036 1,035 0.22%
36 TRAVELCENTERS AMER LLC COM 11,000 79 0.02%
37 TRANSOCEAN LTD 11,684 125 0.03%
38 TRANS WORLD ENTMT CORP 17,245 59 0.01%
39 TOWER INTL INC 13,129 316 0.07%
40 TORTOISE PIPELINE & ENERGY FD 16,520 350 0.07%
41 TOR MINERALS INTL INC 30,866 163 0.03%
42 TOP IMAGE SYSTEMS LTD 19,150 43 0.01%
43 TITAN INTL INC ILL COM 12,885 130 0.03%
44 TILLYS INC CL A 13,781 129 0.03%
45 THERMO FISHER SCIENTIFIC INC 8,329 1,325 0.28%
46 TEVA PHARMACEUTICAL INDS LTD 41,600 1,914 0.40% Put
47 TESLA INC 7,900 1,612 0.34% Put
48 TENGASCO INC 22,063 26 0.01%
49 TEL INSTR ELECTRS CORP 103,106 402 0.08%
50 TECK RESOURCES LTD 11,800 213 0.04%
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