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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $24,209,840.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 957,077 6,547,000 27.04%
2 Advisors Asset Management, Inc. 951,547 6,509,000 26.89%
3 Invesco Ltd. 263,414 1,802,000 7.44%
4 RAYMOND JAMES & ASSOCIATES 216,726 1,482,000 6.12%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 204,834 1,401,000 5.79%
6 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 190,253 1,301,000 5.37%
7 BANK OF AMERICA CORP /DE/ 157,592 1,078,000 4.45%
8 AMERIPRISE FINANCIAL INC 132,388 906,000 3.74%
9 GUGGENHEIM CAPITAL LLC 123,388 844,000 3.49%
10 LPL Financial LLC 67,505 436,000 1.80%
11 Commonwealth Equity Services, Inc 35,841 245,000 1.01%
12 SHEPHERD KAPLAN KROCHUK, LLC 33,640 230,000 0.95%
13 Raymond James Financial Services Advisors, Inc. 33,092 226,000 0.93%
14 UBS Group AG 33,106 226,000 0.93%
15 WELLS FARGO & COMPANY/MN 29,144 199,000 0.82%
16 ADVISOR GROUP, INC. 28,800 197,000 0.81%
17 Cambridge Investment Research Advisors, Inc. 25,834 177,000 0.73%
18 Neuberger Berman Group LLC 12,500 86,000 0.36%
19 OPPENHEIMER & CO INC 10,425 71,000 0.29%
20 WFG Advisors, LP 8,200 56,000 0.23%
21 ROBLE, BELKO & COMPANY, INC 5,910 40,000 0.17%
22 IFP ADVISORS, INC 4,288 29,000 0.12%
23 ROYAL BANK OF CANADA 3,830 26,000 0.11%
24 Creative Planning 3,162 22,000 0.09%
25 Carroll Financial Associates, Inc. 3,000 20,000 0.08%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,079 15,000 0.06%
27 MSI Financial Services Inc 1,579 11,000 0.05%
28 CITIGROUP INC 1,550 11,000 0.05%
29 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,270 9,000 0.04%
30 WESPAC ADVISORS SOCAL, LLC 1,000 6,840 0.03%
31 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.