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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 HOUSTON WIRE CABLE CO 44,100 273 0.06%
202 CRESCENT PT ENERGY CORP 20,655 272 0.06%
203 AMERICAN AXLE & MFG HLDGS INC COM 15,691 270 0.06%
204 SCHMITT INDS INC ORE 172,289 269 0.06%
205 CBIZ INC 23,740 266 0.06%
206 AVID TECHNOLOGY INCORPORATED 32,500 258 0.05%
207 AIR METHODS CORP 8,149 257 0.05%
208 NRG YIELD INC 15,096 256 0.05%
209 SUPER MICRO COMPUTER INC COM 10,769 252 0.05%
210 NRG YIELD INC 15,096 246 0.05%
211 KEY TECHNOLOGY INC 22,305 245 0.05%
212 NUANCE COMMUNICATIONS INC 16,877 245 0.05%
213 COFFEE HLDGS INC 42,547 237 0.05%
214 SILVER STD RES INC 19,596 236 0.05%
215 DATA I O CORP COM 67,150 236 0.05%
216 ISHARES TR 2,000 234 0.05%
217 Mueller Industries Inc 64,800 234 0.05%
218 DELAWARE ENHANCED GBL DIV & 22,820 231 0.05%
219 VOYA RISK MANAGED NAT RES FD 33,640 230 0.05%
220 HILTON WORLDWIDE 10,000 229 0.05%
221 FREIGHTCAR AMER INC 15,880 228 0.05%
222 INTEST CORP 57,088 228 0.05%
223 AMERICAN FARMLAND ORD 28,500 225 0.05%
224 SMTC CORP 156,588 216 0.04%
225 LIONBRIDGE TECHNOLOGIES ORD 43,000 215 0.04%
226 GABELLI HLTHCARE & WELLNESS 20,540 214 0.04%
227 TECK RESOURCES LTD 11,800 213 0.04%
228 W T OFFSHORE INC 119,555 210 0.04%
229 AMCON DISTRG CO 2,279 207 0.04%
230 ISHARES 7-10 YEAR TREASURY BOND ETF 1,800 201 0.04%
231 ADAMAS PHARMACEUTL 12,221 201 0.04%
232 FIRST TR ENERGY INFRASTRCTR 10,460 201 0.04%
233 SCRIPPS E W CO OHIO CL A NEW 12,500 199 0.04%
234 MAG SILVER CORP 13,168 199 0.04%
235 INVESCO DYNAMIC CR OPPORTUNI 16,850 198 0.04%
236 ALASKA COMMUNICATIONS SYS GR 114,878 198 0.04%
237 INSIGNIA SYS INC 82,898 197 0.04%
238 OASIS PETE INC NEW 17,119 196 0.04%
239 MAGNACHIP SEMICONDUCTOR CORP 23,395 195 0.04%
240 INTRICON CORP 33,104 192 0.04%
241 MONEYGRAM INTL INC COM NEW 26,000 185 0.04%
242 MORGAN STANLEY EMER MKTS DEB 18,950 183 0.04%
243 INVENTURE FOODS INC 19,000 179 0.04%
244 PETROQUEST ENERGY INC 51,561 178 0.04%
245 DAWSON GEOPHYSICAL CO NEW 23,155 177 0.04%
246 LIQUIDITY SERVICES INC 15,675 176 0.04%
247 JAPAN SMALLER CAPTLZTN FD IN 16,510 174 0.04%
248 FUEL TECH INCORPORATED 122,654 172 0.04%
249 GEO GROUP INC(THE) COM USD0.01 7,000 166 0.03%
250 SIGMATRON INTL INC 30,493 166 0.03%
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