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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 94 0.02%
202 HAWAIIAN HOLDINGS INC 10,730 521 0.11%
203 HARTE-HANKS INC 319,150 517 0.11%
204 HARBORONE BANCORP INCORPORATED 21,500 339 0.07%
205 HANNON ARMSTRONG SUST INFR C 21,290 498 0.10%
206 HANCOCK WHITNEY CORPORATION 16,420 533 0.11%
207 Global Ship Lease Inc 60,771 101 0.02%
208 Global Eagle Entertainment Inc 8,000 66 0.01% Call
209 Global Eagle Entertainment Inc 19,500 162 0.03%
210 GasLog Partners, LP 45,199 985 0.20%
211 GULFPORT ENERGY CORP 497,351 14,050 2.92%
212 GROUP 1 AUTOMOTIVE INC 11,996 766 0.16%
213 GREIF INC 13,324 661 0.14%
214 GLOBAL MED REIT INC 16,356 160 0.03%
215 GILEAD SCIENCES INC 8,227 651 0.14%
216 GEO GROUP INC(THE) COM USD0.01 5,000 119 0.02% Call
217 GEO GROUP INC(THE) COM USD0.01 7,000 166 0.03%
218 GENOMIC HEALTH INC COM 13,256 383 0.08%
219 GENERAL MTRS CO 9,763 310 0.06%
220 GENERAL AMERN INVS CO INC 17,450 570 0.12%
221 GASTAR EXPL INC NEW COM 2,477,674 2,093 0.44%
222 GALMED PHARMACEUTICALS LTD 31,990 142 0.03%
223 GABELLI HLTHCARE & WELLNESS 20,540 214 0.04%
224 GABELLI DIVID INCOME TR 19,770 380 0.08%
225 FUEL TECH INCORPORATED 122,654 172 0.04%
226 FREIGHTCAR AMER INC 15,880 228 0.05%
227 FORD MTR CO DEL 29,395 355 0.07%
228 FMC 6,148 297 0.06%
229 FLEXION THERAPEUTICS INCORPORATED 41,755 816 0.17%
230 FLEX LTD 67,528 920 0.19%
231 FIRST TR HIGH INCOME L/S FD 10,120 158 0.03%
232 FIRST TR ENHANCED EQTY INC F 34,770 465 0.10%
233 FIRST TR ENERGY INFRASTRCTR 10,460 201 0.04%
234 FIRST BANCORP P R COM NEW 104,118 541 0.11%
235 FIDELITY NATL INFORMATION SV 13,398 1,032 0.21%
236 FIDELITY NATIONAL FINANCIAL 9,600 354 0.07%
237 FEDERATED HERMES INC CL B 12,092 358 0.07%
238 Echelon Corp 28,977 152 0.03%
239 EXPRESS SCRIPTS HLDG CO 38,000 2,680 0.56% Put
240 EXPRESS SCRIPTS HLDG CO 7,632 538 0.11%
241 ESCALON MEDICAL CORP 571,057 383 0.08%
242 EQT CORP 137,576 9,991 2.08%
243 EP Energy Corp 26,955 118 0.02%
244 EOG RES INC 31,795 3,075 0.64%
245 ENOVA INTL INC COM 12,786 124 0.03%
246 ENGLOBAL CORP 279,957 423 0.09%
247 ENERGEN CORP COM 226,992 13,102 2.73%
248 ENDOLOGIX INC 85,287 1,092 0.23%
249 ENBRIDGE INC 15,368 676 0.14%
250 EMERGENT BIOSOLUTIONS INC 21,372 674 0.14%
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