| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 4,912,343 | 76,584,000 | 33.50% | ||
| 2 | Saba Capital Management, L.P. | 3,025,790 | 47,172,000 | 20.64% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,020,568 | 15,911,000 | 6.96% | ||
| 4 | EATON VANCE MANAGEMENT | 772,971 | 12,051,000 | 5.27% | ||
| 5 | Camelot Portfolios, LLC | 622,644 | 9,707,000 | 4.25% | ||
| 6 | WELLS FARGO & COMPANY/MN | 506,058 | 7,890,000 | 3.45% | ||
| 7 | Invesco Ltd. | 418,329 | 6,522,000 | 2.85% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 408,134 | 6,363,000 | 2.78% | ||
| 9 | Apollo Management Holdings, L.P. | 386,057 | 6,019,000 | 2.63% | ||
| 10 | UBS Group AG | 345,612 | 5,388,000 | 2.36% | ||
| 11 | BESSEMER GROUP INC | 320,000 | 4,989,000 | 2.18% | ||
| 12 | Carlson Capital, L.P. | 200,000 | 3,118,000 | 1.36% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 198,806 | 3,099,000 | 1.36% | ||
| 14 | CITIGROUP INC | 147,884 | 2,306,000 | 1.01% | ||
| 15 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 133,817 | 2,086,000 | 0.91% | ||
| 16 | ROYAL BANK OF CANADA | 123,418 | 1,924,000 | 0.84% | ||
| 17 | THRIVENT FINANCIAL FOR LUTHERANS | 109,209 | 1,703,000 | 0.75% | ||
| 18 | BLACKROCK ADVISORS LLC | 96,849 | 1,510,000 | 0.66% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 82,532 | 1,287,000 | 0.56% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 71,837 | 1,120,000 | 0.49% | ||
| 21 | LPL Financial LLC | 71,220 | 1,099,000 | 0.48% | ||
| 22 | Advisors Asset Management, Inc. | 66,889 | 1,043,000 | 0.46% | ||
| 23 | FRANKLIN RESOURCES INC | 50,594 | 789,000 | 0.35% | ||
| 24 | HL FINANCIAL SERVICES LLC | 50,551 | 788,000 | 0.34% | ||
| 25 | AQR ARBITRAGE LLC | 49,917 | 778,000 | 0.34% | ||
| 26 | Cambridge Investment Research Advisors, Inc. | 48,961 | 763,000 | 0.33% | ||
| 27 | Thomas J. Herzfeld Advisors, Inc. | 44,775 | 698,000 | 0.31% | ||
| 28 | Janney Montgomery Scott LLC | 37,975 | 592,000 | 0.26% | ||
| 29 | DOLIVER ADVISORS, LP | 34,233 | 534,000 | 0.23% | ||
| 30 | STIFEL FINANCIAL CORP | 27,011 | 422,000 | 0.18% | ||
| 31 | OPPENHEIMER & CO INC | 25,273 | 394,000 | 0.17% | ||
| 32 | STATE OF WISCONSIN INVESTMENT BOARD | 22,200 | 346,000 | 0.15% | ||
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 21,441 | 334,000 | 0.15% | ||
| 34 | OTA Financial Group L.P. | 21,388 | 333,000 | 0.15% | ||
| 35 | Virtu KCG Holdings LLC | 20,323 | 317,000 | 0.14% | ||
| 36 | Commonwealth Equity Services, Inc | 20,164 | 314,000 | 0.14% | ||
| 37 | Cetera Advisor Networks LLC | 20,000 | 312,000 | 0.14% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 19,000 | 296,000 | 0.13% | ||
| 39 | ENVESTNET ASSET MANAGEMENT INC | 17,605 | 274,000 | 0.12% | ||
| 40 | Global Endowment Management, LP | 16,000 | 249,000 | 0.11% | ||
| 41 | Dorsey & Whitney Trust CO LLC | 13,500 | 210,000 | 0.09% | ||
| 42 | Shaker Financial Services, LLC | 11,410 | 178,000 | 0.08% | ||
| 43 | SHEPHERD KAPLAN KROCHUK, LLC | 10,120 | 158,000 | 0.07% | ||
| 44 | WOLVERINE ASSET MANAGEMENT LLC | 9,322 | 145,000 | 0.06% | ||
| 45 | ADVISOR GROUP, INC. | 9,206 | 144,000 | 0.06% | ||
| 46 | IFP ADVISORS, INC | 5,228 | 82,000 | 0.04% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,033 | 63,000 | 0.03% | ||
| 48 | MSI Financial Services Inc | 3,809 | 59,000 | 0.03% | ||
| 49 | US BANCORP \DE\ | 2,000 | 31,000 | 0.01% | ||
| 50 | NEXT Financial Group, Inc | 1,500 | 23,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
