Dark
Light
System
Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 ALLIANZGI EQUITY CONV INCO 16,960 317 0.07%
202 TOWER INTL INC 13,129 316 0.07%
203 GENERAL MTRS CO 9,763 310 0.06%
204 PAYPAL HLDGS INC 7,539 309 0.06%
205 VISTA OUTDOOR INC 7,600 303 0.06%
206 FMC 6,148 297 0.06%
207 YUME INC 74,277 295 0.06%
208 ULTRA CLEAN HLDGS INC 39,700 294 0.06%
209 ARDMORE SHIPPING CORP 41,500 292 0.06%
210 BANK AMER CORP 18,555 290 0.06%
211 OFFICE DEPOT INC 81,000 289 0.06%
212 NUVEEN SR INCOME FD 44,050 288 0.06%
213 UNITED THERAPEUTICS CORP DEL 2,400 283 0.06%
214 CENOVUS ENERGY INC 19,551 281 0.06%
215 ALPHA AND OMEGA SEMICONDUCTOR SHS 12,916 281 0.06%
216 WSI INDS INC 75,352 277 0.06%
217 TANDEM DIABETES CARE INC COM 35,623 273 0.06%
218 HOUSTON WIRE CABLE CO 44,100 273 0.06%
219 CRESCENT PT ENERGY CORP 20,655 272 0.06%
220 AMERICAN AXLE & MFG HLDGS INC COM 15,691 270 0.06%
221 SCHMITT INDS INC ORE 172,289 269 0.06%
222 CBIZ INC 23,740 266 0.06%
223 AVID TECHNOLOGY INCORPORATED 32,500 258 0.05%
224 AIR METHODS CORP 8,149 257 0.05%
225 NRG YIELD INC 15,096 256 0.05%
226 SUPER MICRO COMPUTER INC COM 10,769 252 0.05%
227 NRG YIELD INC 15,096 246 0.05%
228 NUANCE COMMUNICATIONS INC 16,877 245 0.05%
229 KEY TECHNOLOGY INC 22,305 245 0.05%
230 COFFEE HLDGS INC 42,547 237 0.05%
231 SILVER STD RES INC 19,596 236 0.05%
232 DATA I O CORP COM 67,150 236 0.05%
233 Mueller Industries Inc 64,800 234 0.05%
234 ISHARES TR 2,000 234 0.05%
235 DELAWARE ENHANCED GBL DIV & 22,820 231 0.05%
236 VOYA RISK MANAGED NAT RES FD 33,640 230 0.05%
237 HILTON WORLDWIDE 10,000 229 0.05%
238 FREIGHTCAR AMER INC 15,880 228 0.05%
239 INTEST CORP 57,088 228 0.05%
240 AMERICAN FARMLAND ORD 28,500 225 0.05%
241 SMTC CORP 156,588 216 0.04%
242 LIONBRIDGE TECHNOLOGIES ORD 43,000 215 0.04%
243 GABELLI HLTHCARE & WELLNESS 20,540 214 0.04%
244 TECK RESOURCES LTD 11,800 213 0.04%
245 W T OFFSHORE INC 119,555 210 0.04%
246 AMCON DISTRG CO 2,279 207 0.04%
247 FIRST TR ENERGY INFRASTRCTR 10,460 201 0.04%
248 ADAMAS PHARMACEUTL 12,221 201 0.04%
249 ISHARES 7-10 YEAR TREASURY BOND ETF 1,800 201 0.04%
250 SCRIPPS E W CO OHIO CL A NEW 12,500 199 0.04%
Page 5 of 8