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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
251 NRG YIELD INC 15,096 246 0.05%
252 NRG YIELD INC 15,096 256 0.05%
253 NUANCE COMM 16,877 245 0.05%
254 NUVEEN SR INCOME FD 44,050 288 0.06%
255 OASIS PETE INC NEW 17,119 196 0.04%
256 OCEAN BIO CHEM INC 217,516 613 0.13%
257 OFFICE DEPOT INC 81,000 289 0.06%
258 OLIN CORP 22,230 456 0.09%
259 ORASURE TECHNOLOGIES INC 18,490 147 0.03%
260 OTELCO INC 75,400 323 0.07%
261 OWENS-ILLINOIS, INC. 24,646 453 0.09%
262 PARATEK PHARMACEUTICALS INC 29,334 382 0.08%
263 PATTERN ENERGY GROUP INC 68,528 1,541 0.32%
264 PAYPAL HLDGS INC 7,539 309 0.06%
265 PDL BIOPHARMA INC 177,533 595 0.12%
266 PENN ENTERTAINMENT INC COM 23,523 319 0.07%
267 PENNEY J C 12,066 111 0.02%
268 PEPSICO INC 11,973 1,302 0.27%
269 PERFORMANT FINL CORP 49,971 147 0.03%
270 PERFUMANIA HLDGS INC 42,712 93 0.02%
271 PERION NETWORK LTD 1:3 R/S 8/27/18 M78673114 29,848 36 0.01%
272 PERRIGO CO PLC 6,300 582 0.12%
273 PETROQUEST ENERGY INC 51,561 178 0.04%
274 PHILLIPS 66 7,358 593 0.12%
275 PIONEER NAT RES CO 132,637 24,624 5.12%
276 PROCTER AND GAMBLE CO 6,084 546 0.11%
277 PROSHARES TR II 39,939 2,924 0.61%
278 ProFire Energy 49,200 61 0.01%
279 QUALITY SYS INC 37,400 423 0.09% Call
280 QUALITY SYS INC 28,762 326 0.07%
281 RANGE RES CORP 20,157 781 0.16%
282 RESOLUTE ENERGY 857,466 22,346 4.65%
283 RF INDS LTD 206,647 372 0.08%
284 ROCKY BRANDS INC 11,000 116 0.02%
285 ROYCE MICRO CAP TR INC 17,970 140 0.03%
286 ROYCE VALUE TR INC 50,440 639 0.13%
287 RPX CORP 47,661 509 0.11%
288 RSP PERMIAN INC COM 89,317 3,464 0.72%
289 RYERSON HLDG CORP COM 10,935 123 0.03%
290 S&P GLOBAL INC 15,065 1,907 0.40%
291 SAEXPLORATION HLDGS INC 10,000 82 0.02%
292 SAFEGUARD SCIENTIFICS INCORPORATED COM NEW 41,716 541 0.11%
293 SANCHEZ ENERGY CORP COM 1,550,088 13,703 2.85%
294 SCHMITT INDS INC ORE 172,289 269 0.06%
295 SCRIPPS E W CO OHIO CL A NEW 12,500 199 0.04%
296 SEAGATE TECHNOLOGY PLC 18,877 728 0.15%
297 SERVOTRONICS INC 11,660 131 0.03%
298 SIFCO INDS INC 12,700 126 0.03%
299 SIGMATRON INTL INC 30,493 166 0.03%
300 SILVER STD RES INC 19,596 236 0.05%
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