| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 3,306,709 | 41,862,000 | 13.89% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,548,342 | 32,262,000 | 10.70% | ||
| 3 | UBS Group AG | 1,895,905 | 24,002,000 | 7.96% | ||
| 4 | Gramercy Funds Management LLC | 1,582,451 | 20,034,000 | 6.65% | ||
| 5 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,182,073 | 14,965,000 | 4.96% | ||
| 6 | WELLS FARGO & COMPANY/MN | 1,135,078 | 14,370,000 | 4.77% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 994,916 | 12,596,000 | 4.18% | ||
| 8 | Advisors Asset Management, Inc. | 780,194 | 9,877,000 | 3.28% | ||
| 9 | CORNERSTONE ADVISORS INC | 563,485 | 7,134,000 | 2.37% | ||
| 10 | 1832 Asset Management L.P. | 525,000 | 6,646,000 | 2.20% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 516,789 | 6,542,000 | 2.17% | ||
| 12 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 451,963 | 5,722,000 | 1.90% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 420,759 | 5,327,000 | 1.77% | ||
| 14 | DESCHUTES PORTFOLIO STRATEGY, LLC | 411,711 | 5,212,000 | 1.73% | ||
| 15 | Vident Investment Advisory, LLC | 385,795 | 4,884,000 | 1.62% | ||
| 16 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 317,560 | 4,021,000 | 1.33% | ||
| 17 | ROYAL BANK OF CANADA | 257,303 | 3,257,000 | 1.08% | ||
| 18 | FCA CORP /TX | 256,885 | 3,252,000 | 1.08% | ||
| 19 | GUGGENHEIM CAPITAL LLC | 243,764 | 3,086,000 | 1.02% | ||
| 20 | BANK OF NOVA SCOTIA | 239,151 | 3,028,000 | 1.00% | ||
| 21 | GENERAL AMERICAN INVESTORS CO INC | 227,328 | 2,878,000 | 0.95% | ||
| 22 | 1607 Capital Partners, LLC | 221,734 | 2,807,000 | 0.93% | ||
| 23 | First Allied Advisory Services, Inc. | 220,433 | 2,791,000 | 0.93% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 209,950 | 2,657,000 | 0.88% | ||
| 25 | KELMAN-LAZAROV, INC. | 203,097 | 2,563,084 | 0.85% | ||
| 26 | ROTHSCHILD INVESTMENT LLC /IL | 200,350 | 2,536,000 | 0.84% | ||
| 27 | PRING TURNER CAPITAL GROUP INC | 190,025 | 2,406,000 | 0.80% | ||
| 28 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 163,682 | 2,072,000 | 0.69% | ||
| 29 | GEODE CAPITAL MANAGEMENT, LLC | 162,576 | 2,058,000 | 0.68% | ||
| 30 | LPL Financial LLC | 156,467 | 1,975,000 | 0.66% | ||
| 31 | Thomas J. Herzfeld Advisors, Inc. | 151,987 | 1,924,000 | 0.64% | ||
| 32 | Global Endowment Management, LP | 150,953 | 1,911,000 | 0.63% | ||
| 33 | Orion Porfolio Solutions, LLC | 150,782 | 1,909,000 | 0.63% | ||
| 34 | WFG Advisors, LP | 150,701 | 1,908,000 | 0.63% | ||
| 35 | Janney Montgomery Scott LLC | 149,125 | 1,888,000 | 0.63% | ||
| 36 | STIFEL FINANCIAL CORP | 147,628 | 1,850,000 | 0.61% | ||
| 37 | NORTH STAR ASSET MANAGEMENT INC | 139,852 | 1,771,000 | 0.59% | ||
| 38 | FIRST TRUST ADVISORS LP | 134,956 | 1,709,000 | 0.57% | ||
| 39 | BROWN ADVISORY INC | 127,552 | 1,615,000 | 0.54% | ||
| 40 | OPPENHEIMER & CO INC | 125,224 | 1,585,000 | 0.53% | ||
| 41 | BAIRD FINANCIAL GROUP, INC. | 122,312 | 1,548,000 | 0.51% | ||
| 42 | Horizon Kinetics LLC | 111,177 | 1,407,000 | 0.47% | ||
| 43 | Ancora Advisors LLC | 110,000 | 1,393,000 | 0.46% | ||
| 44 | GABELLI FUNDS LLC | 109,500 | 1,386,000 | 0.46% | ||
| 45 | PROFICIO CAPITAL PARTNERS LLC | 109,069 | 1,381,000 | 0.46% | ||
| 46 | Bulldog Investors, LLP | 88,300 | 1,118,000 | 0.37% | ||
| 47 | AMERIPRISE FINANCIAL INC | 82,453 | 1,094,000 | 0.36% | ||
| 48 | Karpus Management, Inc. | 84,531 | 1,070,000 | 0.35% | ||
| 49 | Mraz, Amerine & Associates, Inc. | 82,294 | 1,042,000 | 0.35% | ||
| 50 | Saba Capital Management, L.P. | 80,095 | 1,014,000 | 0.34% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
