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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 LGL GROUP INC COM 29,227 125 0.03%
302 ENOVA INTL INC COM 12,786 124 0.03%
303 STMICROELECTRONICS N V 15,048 123 0.03%
304 RYERSON HLDG CORP COM 10,935 123 0.03%
305 DENBURY RESOURCES INC 37,580 121 0.03%
306 BANKRATE INC DEL COM 14,257 121 0.03%
307 MIDSOUTH BANCORP INC COM 11,517 120 0.02%
308 GEO GROUP NEW 5,000 119 0.02% Call
309 BOULDER GROWTH & INCOME FUND COM 14,260 119 0.02%
310 EP Energy Corp 26,955 118 0.02%
311 ARCELORMITTAL SA LUXEMBOURG 19,362 117 0.02%
312 WESTMORELAND COAL CO 13,254 117 0.02%
313 NORTH AMERN ENERGY PARTNERS COM 46,554 116 0.02%
314 ROCKY BRANDS INC 11,000 116 0.02%
315 ADVENT CLAY CONV SEC INCORPORATED FD II 19,960 115 0.02%
316 NL INDS INC COM NEW 29,163 115 0.02%
317 MCDERMOTT INTL INC 22,778 114 0.02%
318 ISSUER DIRECT CORPORATION 16,000 113 0.02%
319 CELLCOM ISRAEL LTD 15,086 113 0.02%
320 CRESCENT PT ENERGY CORP 8,528 113 0.02%
321 PENNEY J C 12,066 111 0.02%
322 IMAGE SENSING SYS INC 28,850 109 0.02%
323 KINROSS GOLD CORP 26,000 109 0.02% Call
324 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - 20,459 108 0.02%
325 JASON INDS INC 48,446 108 0.02%
326 SILVER WHEATON CORP 4,000 108 0.02% Call
327 CLIFFS NAT RES INC 18,214 107 0.02%
328 SUNOPTA INC 15,000 106 0.02%
329 LANTRONIX INC 75,651 106 0.02%
330 Global Ship Lease Inc 60,771 101 0.02%
331 WIRELESS TELECOM GROUP INC 59,167 98 0.02%
332 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 94 0.02%
333 MATEON THERAPEUTICS INC 151,250 94 0.02%
334 MVC CAPITAL INC 11,201 93 0.02%
335 PERFUMANIA HLDGS INC 42,712 93 0.02%
336 NAVIOS MARITIME ACQUIS CORP SHS 66,500 90 0.02%
337 ARC DOCUMENT SOLUTIONS INC COM 23,500 88 0.02%
338 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 20,923 88 0.02%
339 VAALCO ENERGY INC 93,500 87 0.02%
340 SAEXPLORATION HLDGS INC 10,000 82 0.02%
341 ASCENA RETAIL GROUP INC COM 14,600 82 0.02% Call
342 WIDEPOINT CORP 189,500 81 0.02%
343 TRAVELCENTERS AMER LLC 11,000 79 0.02%
344 MITCHAM INDS 23,593 79 0.02%
345 Internap Network Services Corp 46,800 77 0.02%
346 ELTEK LTD 74,034 76 0.02%
347 ASCENA RETAIL GROUP INC COM 13,000 73 0.02%
348 CERAGON NETWORKS LTD 30,900 73 0.02%
349 INTERMOLECULAR INC 69,500 69 0.01%
350 CAMTEK LTD 23,000 69 0.01%
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