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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0000919574-16-016372) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Gastar Exploration, Ltd. 2,477,674 2,093 0.44%
2 SANCHEZ ENERGY CORP COM 1,550,088 13,703 2.85%
3 CALLON PETE CO DEL 1,538,282 24,151 5.03%
4 BILL BARRETT CP 1,343,878 7,472 1.55%
5 CALIFORNIA RES CORP 1,330,094 16,626 3.46%
6 WHITING PETE CORP NEW 1,238,337 10,823 2.25%
7 WPX ENERGY INC 982,109 12,954 2.70%
8 RESOLUTE ENERGY 857,466 22,346 4.65%
9 BIODELIVERY SCIENCES INTL IN 803,810 2,170 0.45%
10 WILLIAMS CLAYTON ENERGY INC 651,651 55,677 11.59%
11 Laredo Petroleum Inc 639,675 8,252 1.72%
12 ESCALON MEDICAL CORP 571,057 383 0.08%
13 GULFPORT ENERGY CORP 497,351 14,050 2.92%
14 CABOT OIL & GAS CORP 363,218 9,371 1.95%
15 DOVER DOWNS GAMING & ENTMT I 333,911 361 0.08%
16 HARTE-HANKS INC 319,150 517 0.11%
17 ANTERO RES CORP 316,874 8,540 1.78%
18 CONTANGO OIL & GAS CO COM NEW 300,809 3,074 0.64%
19 CARRIZO OIL & GAS INC 292,214 11,870 2.47%
20 ENGLOBAL CORP 279,957 423 0.09%
21 CASCADIAN THERAPEUTICS INC 261,843 429 0.09%
22 ENERGEN CORP COM 226,992 13,102 2.73%
23 OCEAN BIO CHEM INC 217,516 613 0.13%
24 RF INDS LTD 206,647 372 0.08%
25 WIDEPOINT CORP 189,500 81 0.02%
26 PDL BIOPHARMA INC 177,533 595 0.12%
27 NEWFIELD EXPL CO 176,621 7,676 1.60%
28 SCHMITT INDS INC ORE 172,289 269 0.06%
29 CARA THERAPEUTICS INC 161,689 1,350 0.28%
30 DHT HOLDINGS INC 160,000 670 0.14%
31 SMTC CORP 156,588 216 0.04%
32 8POINT3 ENERGY PARTNERS LP 156,546 2,254 0.47%
33 MATEON THERAPEUTICS INC 151,250 94 0.02%
34 EQT CORP 137,576 9,991 2.08%
35 DYNASIL CORP AMER 136,468 135 0.03%
36 SYNERGY PHARMACEUTICALS DEL 135,065 744 0.15%
37 PIONEER NAT RES CO 132,637 24,624 5.12%
38 ACELRX PHARMACEUTICALS INC 127,846 497 0.10%
39 FUEL TECH INC 122,654 172 0.04%
40 W T OFFSHORE INC 119,555 210 0.04%
41 LIBERTY ALL STAR EQUITY FD 117,820 610 0.13%
42 ALASKA COMMUNICATIONS SYS GR 114,878 198 0.04%
43 CIMAREX ENERGY 110,282 14,819 3.08%
44 ECLIPSE RES CORP COM 107,701 354 0.07%
45 NCI BLDG SYS INC 107,440 1,568 0.33%
46 FIRST BANCORP P R COM NEW 104,118 541 0.11%
47 TEL INSTR ELECTRS CORP 103,106 402 0.08%
48 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 94 0.02%
49 KINDRED BIOSCIENCES INC 94,800 473 0.10%
50 VAALCO ENERGY INC 93,500 87 0.02%
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