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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
201 PERRIGO CO PLC 7,498 624 0.18%
202 PETROQUEST ENERGY INC 55,040 182 0.05%
203 PHILLIPS 66 6,324 546 0.16%
204 PIONEER NAT RES CO 91,051 16,396 4.66%
205 POINTS INTL LTD 10,500 80 0.02%
206 PRETIUM RESOURCES INC 20,000 165 0.05%
207 PROCTER AND GAMBLE CO 4,935 415 0.12%
208 PROFIRE ENERGY INC 29,405 41 0.01%
209 PROSHARES TR II 34,419 3,131 0.89%
210 QUALITY SYS INC 14,669 193 0.05%
211 RAND LOGISTICS INC 57,000 47 0.01%
212 RANGE RES CORP 13,497 464 0.13%
213 RESOLUTE ENERGY 597,435 24,608 6.99%
214 RETRACTABLE TECHNOLOGIES INC 47,000 44 0.01%
215 RF INDS LTD 160,712 281 0.08%
216 RIGHTSIDE GROUP LTD COM 10,500 87 0.02%
217 RMG NETWORKS HLDG CORP 125,000 89 0.03%
218 ROYCE MICRO CAP TR INC 28,400 232 0.07%
219 ROYCE VALUE TR INC 35,100 470 0.13%
220 RSP PERMIAN INC COM 34,979 1,561 0.44%
221 S&P GLOBAL INC 12,803 1,377 0.39%
222 SAFEGUARD SCIENTIFICS INC COM NEW 29,954 403 0.11%
223 SANCHEZ ENERGY CORP COM 1,168,082 10,548 3.00%
224 SCHMITT INDS INC ORE 112,325 183 0.05%
225 SEAGATE TECHNOLOGY PLC 12,095 462 0.13%
226 SHERWIN WILLIAMS CO 881 237 0.07%
227 SIGMATRON INTL INC 26,538 126 0.04%
228 SILVERWHEATONCOR 15,150 293 0.08%
229 SILVERWHEATONCOR 3,400 66 0.02% Call
230 SINCLAIR BROADCAST GROUP INC 19,907 664 0.19%
231 SMTC CORP 95,545 146 0.04%
232 SPARK NETWORKS INC 34,108 29 0.01%
233 ST JUDE MED INC 11,634 933 0.27%
234 STAPLES INC 17,500 158 0.04%
235 STRYKER CORP 4,389 526 0.15%
236 SUPER MICRO COMPUTER INC COM 8,421 236 0.07%
237 SUPERNUS PHARMACEUTICALS INC 9,652 244 0.07%
238 SUPERVALU INC 12,976 61 0.02%
239 SYNERGY PHARMACEUTICALS DEL 70,530 430 0.12%
240 TANDEM DIABETES CARE INC COM 28,872 62 0.02%
241 TCW STRATEGIC INCOME FD INC 21,800 116 0.03%
242 TECHNICAL COMMUNICATIONS CORP COM 35,640 87 0.02%
243 TEL INSTR ELECTRS CORP 24,852 109 0.03%
244 TENGASCO INC 34,789 24 0.01%
245 TEVA PHARMACEUTICAL INDS LTD 21,100 765 0.22% Put
246 THERMO FISHER SCIENTIFIC INC 6,572 927 0.26%
247 TOR MINERALS INTL INC 31,077 190 0.05%
248 TRANSACT TECHNOLOGIES INC COM 24,200 160 0.05%
249 TRAVELERS COMPANIES INC 6,855 839 0.24%
250 TRINITY BIOTECH PLC 78,457 543 0.15%
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