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Institutional Investment Manager
SHEPHERD KAPLAN KROCHUK, LLC
SHEPHERD KAPLAN KROCHUK, LLC (CIK: 0001218583) incorporated in Delaware, located at 53 State Street, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0000919574-17-001124) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
1 Gastar Exploration, Ltd. 1,940,694 3,008 0.85%
2 CALLON PETE CO DEL 1,199,082 18,430 5.23%
3 SANCHEZ ENERGY CORP COM 1,168,082 10,548 3.00%
4 CALIFORNIA RES CORP 1,118,048 23,803 6.76%
5 BILL BARRETT CP 1,096,880 7,667 2.18%
6 WHITING PETE CORP NEW 927,770 11,152 3.17%
7 WPX ENERGY INC 805,976 11,743 3.34%
8 RESOLUTE ENERGY 597,435 24,608 6.99%
9 GULFPORT ENERGY CORP 423,671 9,168 2.60%
10 Laredo Petroleum Inc 407,386 5,760 1.64%
11 WILLIAMS CLAYTON ENERGY INC 294,266 35,094 9.97%
12 BIODELIVERY SCIENCES INTL IN 286,642 502 0.14%
13 CABOT OIL & GAS CORP 271,346 6,339 1.80%
14 ANTERO RES CORP 229,398 5,425 1.54%
15 WEATHERFORD INTL PLC 228,228 1,139 0.32%
16 CARRIZO OIL & GAS INC 201,386 7,522 2.14%
17 DOVER DOWNS GAMING & ENTMT I 194,105 200 0.06%
18 CONTANGO OIL & GAS CO COM NEW 175,224 1,637 0.46%
19 ENERGEN CORP COM 172,831 9,967 2.83%
20 RF INDS LTD 160,712 281 0.08%
21 HUDSON TECHNOLOGIES INC 159,554 1,278 0.36%
22 WIDEPOINT CORP 159,186 129 0.04%
23 NEWFIELD EXPL CO 149,351 6,049 1.72%
24 8POINT3 ENERGY PARTNERS LP 143,710 1,865 0.53%
25 CRYSTAL ROCK HLDGS INC 142,520 116 0.03%
26 DEVON ENERGY CORP NEW 137,800 6,293 1.79%
27 HARTE-HANKS INC 137,116 207 0.06%
28 RMG NETWORKS HLDG CORP 125,000 89 0.03%
29 SCHMITT INDS INC ORE 112,325 183 0.05%
30 ENGLOBAL CORP 102,114 244 0.07%
31 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 100,000 98 0.03%
32 EQT CORP 97,560 6,380 1.81%
33 SMTC CORP 95,545 146 0.04%
34 VIKING THERAPEUTICS INC 94,978 113 0.03%
35 NATUZZI S P A 94,374 213 0.06%
36 INSIGNIA SYS INC 92,288 225 0.06%
37 PIONEER NAT RES CO 91,051 16,396 4.66%
38 LIBERTY ALL STAR EQUITY FD 90,800 469 0.13%
39 CARA THERAPEUTICS INC 87,379 812 0.23%
40 TRINITY BIOTECH PLC 78,457 543 0.15%
41 ECLIPSE RES CORP COM 76,610 205 0.06%
42 ALASKA COMMUNICATIONS SYS GR 74,409 122 0.03%
43 OCEAN BIO CHEM INC 73,096 275 0.08%
44 Fenix Parts Inc 73,000 206 0.06%
45 PATTERN ENERGY GROUP INC 72,417 1,375 0.39%
46 SYNERGY PHARMACEUTICALS DEL 70,530 430 0.12%
47 WIRELESS TELECOM GROUP INC 69,167 132 0.04%
48 ARDMORE SHIPPING CORP COM 65,696 486 0.14%
49 INUVO INC 64,500 108 0.03%
50 MITCHAM INDS 61,676 256 0.07%
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