| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HEMISPHERX BIOPHARMA INC | 20,551 | 2,000 | 0.00% | ||
| 2 | QUEST RESOURCE HOLDING CORP | 11,866 | 3,000 | 0.00% | ||
| 3 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 150,000 | 3,000 | 0.00% | ||
| 4 | SAEXPLORATION HLDGS INC | 29,754 | 4,000 | 0.00% | ||
| 5 | TOWERSTREAM CORP | 40,800 | 7,000 | 0.00% | ||
| 6 | IBIO INC COM | 10,070 | 7,000 | 0.00% | ||
| 7 | GLOWPOINT INC | 31,476 | 9,000 | 0.00% | ||
| 8 | PEDEVCO CORP | 31,561 | 9,000 | 0.00% | ||
| 9 | GENERAL MOLY INC | 25,088 | 9,000 | 0.00% | ||
| 10 | Carbylan Therapeutics Inc. | 14,080 | 9,000 | 0.00% | ||
| 11 | Sunesis Pharmaceuticals I | 18,532 | 10,000 | 0.00% | ||
| 12 | CHANTICLEER HLDGS INC WT EXP 061117 | 222,222 | 10,000 | 0.00% | ||
| 13 | OPGEN INC | 76,821 | 11,000 | 0.00% | ||
| 14 | GALENA BIOPHARMA INC | 26,800 | 12,000 | 0.00% | Put | |
| 15 | GENVEC INC | 20,793 | 12,000 | 0.00% | ||
| 16 | NXT ID INC | 37,080 | 13,000 | 0.00% | ||
| 17 | BIND THERAPEUTICS INC | 32,451 | 13,000 | 0.00% | ||
| 18 | CLEAN DIESEL TECHNOLOGIES IN | 46,906 | 15,000 | 0.00% | ||
| 19 | 22ND CENTY GROUP INC | 18,473 | 15,000 | 0.00% | ||
| 20 | AVEO PHARMACEUTICALS INC | 17,435 | 17,000 | 0.00% | ||
| 21 | ONCOBIOLOGICS INC - WARRANT B | 44,925 | 20,000 | 0.00% | ||
| 22 | ONCOBIOLOGICS INC - WARRANT A | 44,925 | 21,000 | 0.00% | ||
| 23 | Pieris Pharmaceuticals | 13,097 | 21,000 | 0.00% | ||
| 24 | MANNKIND CORP. | 18,900 | 22,000 | 0.00% | ||
| 25 | LEE ENTERPRISES INC | 11,786 | 23,000 | 0.00% | ||
| 26 | AMPIO PHARMACEUTICALS INC | 17,465 | 23,000 | 0.00% | ||
| 27 | CERULEAN PHARMA INC | 10,782 | 23,000 | 0.00% | ||
| 28 | CASTLE A M & CO | 14,044 | 23,000 | 0.00% | ||
| 29 | LIGHTBRIDGE CORP | 49,436 | 23,000 | 0.00% | ||
| 30 | Intercloud Sys Inc Com New | 35,537 | 25,000 | 0.00% | ||
| 31 | Naked Brand Group Inc | 19,788 | 27,000 | 0.00% | ||
| 32 | MICROVISION INC DEL | 16,163 | 27,000 | 0.00% | ||
| 33 | CERECOR INC | 13,198 | 29,000 | 0.00% | ||
| 34 | Ultrapetrol (Bahamas) Ltd | 104,480 | 33,000 | 0.00% | ||
| 35 | ARCADIA BIOSCIENCES INC | 13,685 | 35,000 | 0.00% | ||
| 36 | PRIMERO MNG CORP | 16,935 | 35,000 | 0.00% | ||
| 37 | SECOND SIGHT MED PRODS INC | 10,143 | 36,000 | 0.00% | ||
| 38 | SANDRIDGE MISSISSIPPIAN TR I | 15,034 | 37,000 | 0.00% | ||
| 39 | HARRIS & HARRIS GROUP INC | 22,872 | 37,000 | 0.00% | ||
| 40 | HARVEST NATURAL RESOURCES IN | 46,036 | 38,000 | 0.00% | ||
| 41 | OPEXA THERAPEUTICS INC | 1,600,000 | 40,000 | 0.00% | ||
| 42 | EGAIN CORP | 14,443 | 41,000 | 0.00% | ||
| 43 | TANZANIAN ROYALTY EXPL CORP | 58,261 | 41,000 | 0.00% | ||
| 44 | ATLANTICUS HLDGS CORP | 14,454 | 42,000 | 0.00% | ||
| 45 | CHINA NEPSTAR CHAIN DRUGSTOR | 17,619 | 43,000 | 0.00% | ||
| 46 | TERRAVIA HLDGS INC COM | 16,882 | 44,000 | 0.00% | ||
| 47 | PHASERX INC | 10,728 | 45,000 | 0.00% | ||
| 48 | ZAIS GROUP HLDGS INC | 16,293 | 46,000 | 0.00% | ||
| 49 | Royal Bancshares of Pennsylvania, Inc. | 20,864 | 47,000 | 0.00% | ||
| 50 | VERICEL CORP | 21,090 | 47,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-16-000031, filed 2016.08.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
