Dark
Light
System
Security
TANZANIAN ROYALTY EXPL CORP
TANZANIAN ROYALTY EXPL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 33 Institutional holders with a total value of $705,099.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 215,000 150,000 21.27%
2 Commonwealth Equity Services, Inc 104,065 73,000 10.35%
3 RENAISSANCE TECHNOLOGIES LLC 93,900 66,000 9.36%
4 ADVISOR GROUP, INC. 94,000 65,000 9.22%
5 GOLDMAN SACHS GROUP INC 89,574 63,000 8.93%
6 MILLENNIUM MANAGEMENT LLC 58,261 41,000 5.81%
7 Cambridge Investment Research Advisors, Inc. 42,250 29,000 4.11%
8 Kovack Advisors, Inc. 35,000 24,000 3.40%
9 DEUTSCHE BANK AG\ 35,082 24,000 3.40%
10 ASSET ADVISORS CORP 30,000 21,000 2.98%
11 MORGAN STANLEY 30,000 21,000 2.98%
12 RAYMOND JAMES & ASSOCIATES 28,513 20,000 2.84%
13 BRONFMAN E.L. ROTHSCHILD, L.P. 28,300 20,000 2.84%
14 CITADEL ADVISORS LLC 19,777 14,000 1.99%
15 1832 Asset Management L.P. 20,428 14,000 1.99%
16 LPL Financial LLC 13,500 13,000 1.84%
17 US BANCORP \DE\ 15,500 11,000 1.56%
18 STIFEL FINANCIAL CORP 10,000 7,000 0.99%
19 CANADA PENSION PLAN INVESTMENT BOARD 9,300 6,000 0.85%
20 ROYAL BANK OF CANADA 6,707 5,000 0.71%
21 WOLVERINE TRADING LP /BD 85 4,973 0.71% Call
22 WELLS FARGO & COMPANY/MN 3,550 2,000 0.28%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,550 2,000 0.28%
24 DUBUQUE BANK & TRUST CO 3,000 2,000 0.28%
25 CUTLER GROUP LLC / CA 3,237 2,000 0.28%
26 UBS Group AG 2,300 2,000 0.28%
27 WOLVERINE TRADING LP /BD 1,924 1,126 0.16%
28 BANK OF MONTREAL /CAN/ 1,000 1,000 0.14%
29 Creative Planning 1,000 1,000 0.14%
30 MYCIO WEALTH PARTNERS, LLC 100 0 0.00%
31 TORONTO DOMINION BANK 420 0 0.00%
32 Allworth Financial LP 200 0 0.00%
33 BARCLAYS PLC 52 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.