| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 150,000 | 0 | 0.00% | ||
| 2 | OPGEN INC | 76,821 | 6,000 | 0.00% | ||
| 3 | EXCO RESOURCES INC | 11,298 | 7,000 | 0.00% | ||
| 4 | CEL SCI CORP | 500,000 | 10,000 | 0.00% | ||
| 5 | DIGITAL TURBINE INC | 11,714 | 11,000 | 0.00% | ||
| 6 | OCEAN RIG | 38,790 | 11,000 | 0.00% | ||
| 7 | CHANTICLEER HLDGS INC WT EXP 061117 | 222,222 | 15,000 | 0.00% | ||
| 8 | JASON INDS INC | 11,638 | 17,000 | 0.00% | ||
| 9 | Neothetics Inc | 11,173 | 18,000 | 0.00% | ||
| 10 | AVEO PHARMACEUTICALS INC | 31,231 | 18,000 | 0.00% | ||
| 11 | ALASKA COMMUNICATIONS SYS GR | 10,324 | 19,000 | 0.00% | ||
| 12 | OncoSec Medical Inc | 14,476 | 19,000 | 0.00% | ||
| 13 | TIDEWATER INC | 17,200 | 20,000 | 0.00% | ||
| 14 | DIFFERENTIAL BRANDS GROUP IN | 10,499 | 20,000 | 0.00% | ||
| 15 | ONCOBIOLOGICS INC - WARRANT B | 41,024 | 21,000 | 0.00% | ||
| 16 | UNITED STATES ANTIMONY CORP | 47,017 | 23,000 | 0.00% | ||
| 17 | BON-TON STORES INC | 28,874 | 24,000 | 0.00% | ||
| 18 | REXAHN PHARMACEUTICALS INC | 50,824 | 26,000 | 0.00% | ||
| 19 | BIOAMBER INC | 11,500 | 27,000 | 0.00% | ||
| 20 | OPEXA THERAPEUTICS INC | 1,600,000 | 27,000 | 0.00% | ||
| 21 | UNILIFE CORP NEW | 16,504 | 28,000 | 0.00% | ||
| 22 | ALLIANCE MMA INC | 10,564 | 28,000 | 0.00% | ||
| 23 | VAALCO ENERGY INC | 31,462 | 29,000 | 0.00% | ||
| 24 | ACRE RLTY INVS INC | 25,400 | 30,000 | 0.00% | ||
| 25 | CAS MED SYS INC | 21,598 | 31,000 | 0.00% | ||
| 26 | HEBRON TECHNOLOGY CO LTD | 10,421 | 34,000 | 0.00% | ||
| 27 | CHIASMA INC | 21,079 | 36,000 | 0.00% | ||
| 28 | BIODELIVERY SCIENCES INTL IN | 18,891 | 36,000 | 0.00% | ||
| 29 | GLOBAL EAGLE ENTMT INC | 11,368 | 36,000 | 0.00% | ||
| 30 | Agrofresh Solutions Warrants Exp 07/31/20 | 150,000 | 39,000 | 0.00% | ||
| 31 | XCEL BRANDS INC | 14,374 | 39,000 | 0.00% | ||
| 32 | AETERNA ZENTARIS INC | 13,000 | 39,000 | 0.00% | ||
| 33 | GREAT PANTHER SILVER LTD | 23,837 | 39,000 | 0.00% | ||
| 34 | DREYFUS HIGH YIELD STRATEGIE | 11,543 | 39,000 | 0.00% | ||
| 35 | ORGANOVO HLDGS INC | 12,631 | 40,000 | 0.00% | ||
| 36 | B2GOLD CORP | 14,200 | 40,000 | 0.00% | ||
| 37 | AIRMEDIA GROUP INC | 14,713 | 40,000 | 0.00% | ||
| 38 | AFFIMED N V COM | 17,658 | 41,000 | 0.00% | ||
| 39 | CONCORDIA INTERNATIONAL CORP | 25,966 | 42,000 | 0.00% | ||
| 40 | PEREGRINE PHARMACEUTICALS IN | 64,392 | 42,000 | 0.00% | ||
| 41 | ANTHERA PHARMACEUTICALS I | 100,653 | 43,000 | 0.00% | ||
| 42 | HARVARD BIOSCIENCE INC | 16,443 | 43,000 | 0.00% | ||
| 43 | ArQule Inc | 41,569 | 44,000 | 0.00% | ||
| 44 | KANDI TECHNOLOGIES GROUP INC | 11,604 | 44,000 | 0.00% | ||
| 45 | ZEDGE INCORPORATED CLASS B | 14,433 | 44,000 | 0.00% | ||
| 46 | MABVAX THERAPEUTICS HOLDINGS, INC. | 20,373 | 46,000 | 0.00% | ||
| 47 | SANOFI SPOND FUNSPONSORED ADR | 14,800 | 46,000 | 0.00% | Put | |
| 48 | REX ENERGY CORPORATION | 101,624 | 48,000 | 0.00% | ||
| 49 | INVIVO THERAPEUTICS HLDGS CORPORATION COM NEW | 11,789 | 48,000 | 0.00% | ||
| 50 | TAPIMMUNE INC | 11,034 | 50,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001273087-17-000012, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
