| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Broadfin Capital, LLC | 5,398,794 | 10,258,000 | 24.20% | ||
| 2 | STONEPINE CAPITAL MANAGEMENT, LLC | 2,844,820 | 5,405,000 | 12.75% | ||
| 3 | AMERIPRISE FINANCIAL INC | 2,374,375 | 4,512,000 | 10.64% | ||
| 4 | VANGUARD GROUP INC | 2,271,519 | 4,315,000 | 10.18% | ||
| 5 | BlackRock Finance, Inc. | 1,218,839 | 2,315,000 | 5.46% | ||
| 6 | Grandeur Peak Global Advisors, LLC | 1,007,006 | 1,913,000 | 4.51% | ||
| 7 | ADAGE CAPITAL PARTNERS GP, L.L.C. | 750,000 | 1,425,000 | 3.36% | ||
| 8 | BLAIR WILLIAM & CO/IL | 693,181 | 1,386,000 | 3.27% | ||
| 9 | BANK OF MONTREAL /CAN/ | 721,097 | 1,370,000 | 3.23% | ||
| 10 | SABBY MANAGEMENT, LLC | 673,342 | 1,279,000 | 3.02% | ||
| 11 | BAILARD, INC. | 558,000 | 1,060,000 | 2.50% | ||
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 470,726 | 894,000 | 2.11% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 444,067 | 844,000 | 1.99% | ||
| 14 | DEUTSCHE BANK AG\ | 285,717 | 542,000 | 1.28% | ||
| 15 | Hikari Power Ltd | 264,610 | 503,000 | 1.19% | ||
| 16 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 259,400 | 493,000 | 1.16% | ||
| 17 | BAKER BROS. ADVISORS LP | 210,021 | 399,000 | 0.94% | ||
| 18 | SEARLE & CO. | 184,250 | 350,000 | 0.83% | ||
| 19 | MORGAN STANLEY | 159,529 | 303,000 | 0.71% | ||
| 20 | RENAISSANCE TECHNOLOGIES LLC | 152,800 | 290,000 | 0.68% | ||
| 21 | NORTHERN TRUST CORP | 139,247 | 265,000 | 0.63% | ||
| 22 | SHEPHERD KAPLAN KROCHUK, LLC | 120,766 | 229,000 | 0.54% | ||
| 23 | Virtu KCG Holdings LLC | 110,728 | 210,000 | 0.50% | ||
| 24 | KRILOGY FINANCIAL LLC | 104,000 | 182,000 | 0.43% | ||
| 25 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 80,300 | 153,000 | 0.36% | Put | |
| 26 | Janney Montgomery Scott LLC | 59,900 | 114,000 | 0.27% | ||
| 27 | STATE STREET CORP | 51,562 | 98,000 | 0.23% | ||
| 28 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,400 | 88,000 | 0.21% | Call | |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 44,916 | 85,000 | 0.20% | ||
| 30 | Bank of New York Mellon Corp | 44,280 | 84,000 | 0.20% | ||
| 31 | Cutter & CO Brokerage, Inc. | 42,430 | 81,000 | 0.19% | ||
| 32 | NEXT Financial Group, Inc | 43,000 | 78,000 | 0.18% | ||
| 33 | Archford Capital Strategies, LLC | 40,000 | 76,000 | 0.18% | ||
| 34 | BUCKINGHAM STRATEGIC WEALTH, LLC | 35,600 | 68,000 | 0.16% | ||
| 35 | ACADIAN ASSET MANAGEMENT LLC | 35,405 | 67,000 | 0.16% | ||
| 36 | ADVISOR GROUP, INC. | 31,725 | 60,000 | 0.14% | ||
| 37 | PRICE T ROWE ASSOCIATES INC /MD/ | 31,500 | 60,000 | 0.14% | ||
| 38 | A.R.T. Advisors, LLC | 30,817 | 58,000 | 0.14% | ||
| 39 | GOLDMAN SACHS GROUP INC | 30,243 | 57,000 | 0.13% | ||
| 40 | VALLEY NATIONAL ADVISERS INC | 23,715 | 45,000 | 0.11% | ||
| 41 | Sigma Planning Corp | 18,959 | 36,000 | 0.08% | ||
| 42 | MILLENNIUM MANAGEMENT LLC | 18,891 | 36,000 | 0.08% | ||
| 43 | CITADEL ADVISORS LLC | 18,300 | 35,000 | 0.08% | Call | |
| 44 | SALEM INVESTMENT COUNSELORS INC | 17,200 | 33,000 | 0.08% | ||
| 45 | HRT FINANCIAL LP | 17,800 | 33,000 | 0.08% | ||
| 46 | PRELUDE CAPITAL MANAGEMENT, LLC | 17,000 | 32,000 | 0.08% | ||
| 47 | UBS Group AG | 16,345 | 31,000 | 0.07% | ||
| 48 | JANE STREET GROUP, LLC | 15,442 | 29,000 | 0.07% | ||
| 49 | WELLS FARGO & COMPANY/MN | 14,907 | 28,000 | 0.07% | ||
| 50 | STEPHENS INC /AR/ | 10,000 | 19,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
