Dark
Light
System
Institutional Investment Manager
WOLVERINE ASSET MANAGEMENT LLC
WOLVERINE ASSET MANAGEMENT LLC (CIK: 0001279891), located at 175 W. Jackson, Chicago, IL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001279891-16-000023) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 962,842 201,691 3.06%
2 TESLA MOTORS INC 52,000,000 88,502 1.34% PRN
3 HERBALIFE LTD 75,145,000 74,660 1.13% PRN
4 CTRIP COM INTL LTD 63,586,000 68,997 1.05% PRN
5 ISIS PHARMACEUTICALS INC DEL 44,441,000 67,060 1.02% PRN
6 MICRON TECHNOLOGY 47,360,000 66,150 1.00% PRN
7 PROOFPOINT INC 34,249,000 57,328 0.87% PRN
8 Fiat Chrysler Automobiles N V Man Cov Sec 16 894,516 53,790 0.82%
9 WEATERFORD BERMUDA 48,750,000 53,351 0.81% PRN
10 TESARO INC 20,748,000 52,071 0.79% PRN
11 TAL ED GROUP 21,500,000 51,414 0.78% PRN
12 INCYTE CORP 29,436,000 49,089 0.75% PRN
13 STILLWATER MNG CO 36,951,000 42,111 0.64% PRN
14 CTRIP COM INTL LTD 9,750,000 41,542 0.63% PRN
15 PALO ALTO NETWORKS INC 32,451,000 41,430 0.63% PRN
16 LIGAND PHARMACEUTICALS INC 24,445,000 40,849 0.62% PRN
17 TRULIA INC 23,435,000 36,839 0.56% PRN
18 WEBMD HEALTH CORP 28,175,000 35,956 0.55% PRN
19 WESCO INTL INC 19,539,000 35,141 0.53% PRN
20 PACIRA PHARMACEUTICALS INC 21,743,000 32,454 0.49% PRN
21 Solarcity Corp 42,697,000 32,317 0.49% PRN
22 VIPSHOP HLDGS LTD 31,652,000 31,312 0.48% PRN
23 Workday Inc 26,034,000 30,404 0.46% PRN
24 IRONWOOD PHARMACEUTICALS INC 29,228,000 30,389 0.46% PRN
25 J2 GLOBAL INC SR CV NT 3.25 29 27,014,000 30,119 0.46% PRN
26 YAHOO INC 799,460 30,027 0.46%
27 WEBMD HEALTH CORP 26,980,000 29,764 0.45% PRN
28 EMERGENT BIOSOLUTIONS 2.875000 01/15/202 25,500,000 28,996 0.44% PRN
29 ACORDA THERAPEUTICS INC 31,121,000 27,324 0.41% PRN
30 CORNERSTONE ONDEMAND INC 24,826,000 25,593 0.39% PRN
31 Wells Fargo & Co. Warrants Exp 10/28/18 1,811,490 24,880 0.38%
32 MONSANTO CO NEW 240,347 24,854 0.38%
33 GREEN PLAINS INC 21,000,000 23,716 0.36% PRN
34 POWERSHARES QQQ TRUST 216,519 23,284 0.35%
35 WEB COM GROUP INC 25,073,000 23,170 0.35% PRN
36 NUVASIVE INC 15,657,000 22,900 0.35% PRN
37 CEPHEID 25,209,000 21,870 0.33% PRN
38 MOLINA HEALTHCARE INC 16,000,000 21,651 0.33% PRN
39 ENCORE CAP GROUP INC 21,264,000 20,845 0.32% PRN
40 AMAG PHARMACEUTICALS INC 18,385,000 20,380 0.31% PRN
41 DYNEGY INC NEW DEL 182,615 19,666 0.30%
42 COBALT INTL ENERGY INC 53,345,000 19,660 0.30% PRN
43 INSULET CORP 2 06/15/2019 20,164,000 19,221 0.29% PRN
44 MICRON TECHNOLOGY INC 12,237,000 18,815 0.29% PRN
45 SUNPOWER CORP SR CV DEB0.75 18 19,212,000 18,376 0.28% PRN
46 CARRIAGE SERVICES INC 15,495,000 18,151 0.28% PRN
47 TAKE-TWO INTERACTIVE SOFTWARE INC FIXED RT CONVERTIBLE SR NT 1.000 percent 07/01/18 B/E DTD 06/18/13 10,135,000 18,137 0.28% PRN
48 INFINERA CORPORATION 15,713,000 17,983 0.27% PRN
49 WRIGHT MED GROUP INC SR CONV NT 2 20 18,425,000 16,883 0.26% PRN
50 TEXAS CAPITAL BANCSHARES INC 517,253 16,583 0.25%
Page 1 of 24
Restatement filing (0001279891-16-000025) filed in 2016.08.25
#
Name
Shares
Value ($)
%
Options
Notes
151 ECHO GLOBAL LOGISTICS INC SR CONV NT2.5 20 10,858,000 10,357 0.16% PRN
152 CHART INDS INC SR SB GLBL CV 18 10,956,000 10,262 0.16% PRN
153 ENVESTNET INC 11,199,000 10,226 0.16% PRN
154 HURON CONSULTING GROUP INC 9,901,000 10,030 0.15% PRN
155 INCYTE CORP 5,900,000 10,028 0.15% PRN
156 DIREXIOIN DLY GLD MNS INX BL 79,200 9,988 0.15% Call
157 ACCURAY INC 9,975,000 9,950 0.15% PRN
158 MTGE INVT CORP 627,853 9,913 0.15%
159 EZCORP INC NOTE 2.625 6/1 11,834,000 9,902 0.15% PRN
160 ALTRA INDL MOTION CORP 8,688,000 9,883 0.15% PRN
161 HEALTHWAYS INC 10,370,000 9,810 0.15% PRN
162 DANAHER CORP DEL 96,512 9,747 0.15%
163 SEACOR HOLDINGS INC 11,783,000 9,495 0.14% PRN
164 MERITOR INC 8,421,000 9,443 0.14% PRN
165 YAHOO INC 250,700 9,416 0.14% Call
166 DIREXION DAILY ENERGY BULL 3X SHARES 299,200 9,209 0.14% Call
167 SINA CORP 175,200 9,087 0.14% Put
168 ZILLOW GROUP INC 250,000 9,070 0.14% Put
169 DIREXION SHS ETF TR 140,532 8,854 0.13%
170 STARWOOD HOTELS & RESORTS WORLDWIDE INC COM 118,276 8,746 0.13%
171 CAPITAL ONE FINL CORP 136,700 8,681 0.13% Put
172 TORONTO DOMINION BK ONT 200,000 8,586 0.13% Call
173 JPMORGAN CHASE & COMPANY WARRANT EXP 102818 412,309 8,492 0.13%
174 ISHARES TR 150,000 8,373 0.13% Call
175 CURRENCYSHARES JAPANESE YEN TRUST 89,000 8,328 0.13%
176 MICROSOFT CORP 162,200 8,299 0.13% Call
177 ENDOLOGIX INC 8,967,000 8,263 0.13% PRN
178 STANLEY BLACK &DECKER INC 73,943 8,223 0.12%
179 DIREXION SHS ETF TR 158,400 8,163 0.12% Call
180 iPath S&P 500 VIX Short-Term F 585,600 8,087 0.12% Put
181 BERKSHIRE HATHAWAY INC DEL 55,200 7,992 0.12% Put
182 QLIK TECHNOLOGIES INC COM 268,000 7,927 0.12%
183 KINDER MORGAN INC DEL 422,300 7,905 0.12% Put
184 PDL BIOPHARMA INC NOTE 4.000 2/0 8,133,000 7,727 0.12% PRN
185 PHOTRONICS INC 6,897,000 7,659 0.12% PRN
186 WPX ENERGY INC 822,000 7,652 0.12% Put
187 ST JUDE MED INC 97,275 7,587 0.12%
188 CISCO SYS INC 261,100 7,490 0.11% Call
189 GENERAL ELECTRIC CO 236,576 7,447 0.11%
190 VALSPAR CORP 68,395 7,388 0.11%
191 GENERAL AMERN INVS CO INC 234,384 7,223 0.11%
192 HERBALIFE LTD 122,200 7,152 0.11% Put
193 FLUIDIGM CORP DEL 11,695,000 7,147 0.11% PRN
194 TYCO INTL PLC SHS 167,698 7,143 0.11%
195 ISIS PHARMACEUTICALS INC DEL SR CONV NT 1 21 10,000,000 7,135 0.11% PRN
196 TRIB 7,850,000 7,135 0.11% PRN
197 RUDOLPH TECHNOLOGIES INC 6,130,000 7,074 0.11% PRN
198 PROSHARES TR II 750,000 7,072 0.11% Call
199 BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 7,000,000 7,062 0.11% PRN
200 AMERICAN INTL GROUP INC 133,200 7,044 0.11% Put
Page 4 of 24