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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001172661-14-001129) filed in 2014.05.16
#
Name
Shares
Value ($)
%
Options
Notes
6401 KALOBIOS PHARMACEUTICALS INC 7,912 21 0.00%
6402 Epirus Biopharma 17,299 21 0.00%
6403 KARYOPHARM THERAPEUTICS INC COM 682 21 0.00%
6404 READING INTERNATIONAL INC 2,849 21 0.00%
6405 KULICKE & SOFFA INDS INC 1,671 21 0.00%
6406 FUEL SYS SOLUTIONS INC 1,889 20 0.00%
6407 NANOSPHERE INC 9,350 20 0.00%
6408 OMNIVISION TECHS INC 1,139 20 0.00%
6409 NETLIST INC 10,632 20 0.00%
6410 CORESITE RLTY CORP 655 20 0.00%
6411 BIOTIME INC 6,017 20 0.00%
6412 API TECHNOLOGIES CORP 6,721 20 0.00%
6413 HARVARD BIOSCIENCE INC 4,276 20 0.00%
6414 Guaranty Bancorp Del 1,397 20 0.00%
6415 FBR AND CO COM NEW 769 20 0.00%
6416 URS CORP 430 20 0.00%
6417 Pacific Sunwear Calif Inc 6,798 20 0.00%
6418 TOWN SPORTS INTL HLDGS INC 2,408 20 0.00%
6419 UNITED CMNTY FINL CORP OHIO 5,010 20 0.00%
6420 RICHARDSON ELECTRS LTD 1,858 20 0.00%
6421 Anadigics Inc 11,955 20 0.00%
6422 COMPANHIA PARANAENSE ENERG C SPON ADR PFD 1,563 20 0.00%
6423 STR HOLDINGS INC 12,395 20 0.00%
6424 TeleCommunication Systems Inc. 8,705 20 0.00%
6425 FALCONSTOR SOFTWARE INC 12,684 20 0.00%
6426 CARDICA INC 18,590 19 0.00%
6427 REVOLUTION LIGHTING TECHNOLO COM 5,964 19 0.00%
6428 NEOGENOMICS INC 5,603 19 0.00%
6429 METABOLIX INC RESTRICTED 14,903 19 0.00%
6430 SOCIEDAD QUIMICA Y MINERA DE 603 19 0.00%
6431 CPFL ENERGIA S A 1,170 19 0.00%
6432 MAJESCO ENTERTAINMENT CO 47,101 19 0.00%
6433 UNITEK GLOBAL SVCS INC COM NEW 10,423 19 0.00%
6434 LUBYS INC COM 2,988 18 0.00%
6435 Delcath Systems Inc 65,362 18 0.00%
6436 SWISHER HYGIENE INC 40,663 18 0.00%
6437 AMERICAN NATL BANKSHARES INC 760 18 0.00%
6438 BRASKEM S A SP ADR PFD A 1,137 18 0.00%
6439 HERITAGE OAKS BANCORP COM 2,213 18 0.00%
6440 GRUPO AEROPORTUARIO DEL SURE 147 18 0.00%
6441 Overland Storage Inc 22,602 18 0.00%
6442 CLEVELAND BIOLABS INC 25,903 18 0.00%
6443 Mela Sciences Inc Com 29,029 18 0.00%
6444 ENZON PHARMACEUTICALS INC 17,372 18 0.00%
6445 GSV CAP CORP 1,817 18 0.00%
6446 NEWBRIDGE BANCORP 2,489 18 0.00%
6447 EMC INS GROUP INC COM 503 18 0.00%
6448 SEACOAST BKG CORP FLA 1,676 18 0.00%
6449 Support.Com Inc 6,923 18 0.00%
6450 HERITAGE COMMERCE CORP 2,188 18 0.00%
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