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Heritage Commerce Corp
Heritage Commerce Corp. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 60 Institutional holders with a total value of $138,866,138.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL PARTNERS GP, LP 2,595,000 20,916,000 15.06%
2 WELLINGTON MANAGEMENT GROUP LLP 1,623,131 13,082,000 9.42%
3 BANC FUNDS CO LLC 1,568,091 12,639,000 9.10%
4 CASTLE CREEK CAPITAL PARTNERS IV, LP 1,308,300 10,545,000 7.59%
5 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,117,614 9,008,000 6.49%
6 DIMENSIONAL FUND ADVISORS LP 906,774 7,309,000 5.26%
7 MALTESE CAPITAL MANAGEMENT LLC 850,000 6,851,000 4.93%
8 VANGUARD GROUP INC 751,633 6,059,000 4.36%
9 Clover Partners, L.P. 718,568 5,792,000 4.17%
10 BlackRock Institutional Trust Company, N.A. 663,165 5,345,000 3.85%
11 PRICE MICHAEL F 647,794 5,221,000 3.76%
12 BlackRock Fund Advisors 587,788 4,738,000 3.41%
13 Roaring Blue Lion Capital Management, L.P. 533,072 4,297,000 3.09%
14 Phocas Financial Corp. 458,670 3,697,000 2.66% SH
15 Elizabeth Park Capital Advisors, Ltd. 334,368 2,695,000 1.94%
16 STATE STREET CORP 289,637 2,337,000 1.68%
17 NORTHERN TRUST CORP 255,421 2,059,000 1.48%
18 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 227,849 1,836,000 1.32%
19 BRIDGEWAY CAPITAL MANAGEMENT, LLC 197,480 1,592,000 1.15%
20 FSI GROUP, LLC 156,849 1,264,000 0.91%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 133,395 1,100,000 0.79%
22 Bank of New York Mellon Corp 106,030 855,000 0.62%
23 PANAGORA ASSET MANAGEMENT INC 104,152 839,000 0.60%
24 TIAA CREF INVESTMENT MANAGEMENT LLC 100,976 814,000 0.59%
25 GEODE CAPITAL MANAGEMENT, LLC 90,586 730,000 0.53%
26 Hutchin Hill Capital, LP 81,452 657,000 0.47%
27 DALTON GREINER HARTMAN MAHER & CO 80,897 652,000 0.47%
28 BlackRock Investment Management, LLC 72,244 582,000 0.42%
29 UBS AG 57,411 463,000 0.33%
30 RENAISSANCE TECHNOLOGIES LLC 53,216 429,000 0.31%
31 MAI Capital Management 43,716 352,000 0.25%
32 STIFEL FINANCIAL CORP 42,776 344,000 0.25%
33 BLACKTHORN INVESTMENT GROUP LLC 40,722 328,000 0.24%
34 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 37,504 302,000 0.22%
35 DEUTSCHE BANK AG\ 33,619 270,000 0.19%
36 CREDIT SUISSE AG/ 31,484 254,000 0.18%
37 Teton Advisors, Inc. 31,200 251,000 0.18%
38 MORGAN STANLEY 31,018 249,000 0.18%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 27,900 225,000 0.16%
40 RHUMBLINE ADVISERS 25,498 206,000 0.15%
41 TEACHERS ADVISORS, LLC 25,293 204,000 0.15%
42 Nationwide Fund Advisors 21,199 171,000 0.12%
43 ProShare Advisors LLC 21,066 170,000 0.12%
44 GOLDMAN SACHS GROUP INC 18,464 149,000 0.11%
45 PARAMETRIC PORTFOLIO ASSOCIATES LLC 17,780 143,000 0.10%
46 TWO SIGMA ADVISERS, LP 17,102 139,000 0.10%
47 GUGGENHEIM CAPITAL LLC 16,446 133,000 0.10%
48 BLACKROCK ADVISORS LLC 15,154 122,000 0.09%
49 AMERICAN INTERNATIONAL GROUP, INC. 14,161 114,138 0.08%
50 Legacy Private Trust Co. 12,600 102,000 0.07%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.